Security key
66987V109
- Type / Class
- Equity / Ordinary Shares
- Shares outstanding
- 2,181,288,547
- Total 13F shares
- 226,235,539
- Share change
- -11,485,585
- Total reported value
- $19,668,553,299
- Put/Call ratio
- 65%
- Price per share
- $86.96
- Number of holders
- 1,114
- Value change
- -$999,534,657
- Number of buys
- 401
- Number of sells
- 531
Report period
Q3 2020
Institutions
1,114
Top holders
10
NVS full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
NOVARTIS AG SEC filings
NOVARTIS AG company facts
Broader feeds
Reporting periods
Holder history for CUSIP 66987V109
Recent filing periods:
Top shareholders of NVS - NOVARTIS AG - Ordinary Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PRIMECAP MANAGEMENT CO/CA/ |
13F
|
Company |
1.1%
|
23,267,270
|
$2,032,163,000 | — | 30 Jun 2020 | |
| DODGE & COX |
13F
|
Company |
0.89%
|
19,353,787
|
$1,690,360,000 | — | 30 Jun 2020 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
0.48%
|
10,544,119
|
$920,923,000 | — | 30 Jun 2020 | |
| Fisher Asset Management, LLC |
13F
|
Company |
0.4%
|
8,827,829
|
$771,023,000 | — | 30 Jun 2020 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.39%
|
8,485,303
|
$733,975,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.39%
|
8,445,111
|
$737,597,000 | — | 30 Jun 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.38%
|
8,294,608
|
$724,451,000 | — | 30 Jun 2020 | |
| Mawer Investment Management Ltd. |
13F
|
Company |
0.36%
|
7,944,991
|
$693,916,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.31%
|
6,751,733
|
$589,696,000 | — | 30 Jun 2020 | |
| Boston Partners |
13F
|
Company |
0.3%
|
6,652,523
|
$581,049,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.3%
|
6,574,638
|
$574,229,000 | — | 30 Jun 2020 | |
| Aristotle Capital Management, LLC |
13F
|
Company |
0.3%
|
6,568,632
|
$573,704,000 | — | 30 Jun 2020 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.23%
|
5,055,893
|
$441,582,000 | — | 30 Jun 2020 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
0.21%
|
4,687,648
|
$409,419,000 | — | 30 Jun 2020 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0.18%
|
3,954,923
|
$345,423,000 | — | 30 Jun 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.17%
|
3,760,103
|
$328,408,000 | — | 30 Jun 2020 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
0.17%
|
3,694,742
|
$322,698,000 | — | 30 Jun 2020 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.15%
|
3,219,128
|
$281,127,000 | — | 30 Jun 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
0.14%
|
3,068,310
|
$267,986,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.12%
|
2,688,755
|
$234,836,000 | — | 30 Jun 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.12%
|
2,549,664
|
$222,688,000 | — | 30 Jun 2020 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.11%
|
2,492,252
|
$217,686,000 | — | 30 Jun 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.11%
|
2,390,724
|
$208,806,000 | — | 30 Jun 2020 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.11%
|
2,374,041
|
$207,348,000 | — | 30 Jun 2020 | |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC |
13F
|
Company |
0.11%
|
2,326,084
|
$203,160,000 | — | 30 Jun 2020 | |
| STATE STREET CORP |
13F
|
Company |
0.1%
|
2,134,244
|
$186,405,000 | — | 30 Jun 2020 | |
| Manning & Napier Group, LLC |
13F
|
Company |
0.1%
|
2,128,126
|
$185,868,000 | — | 30 Jun 2020 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.09%
|
1,883,975
|
$164,546,000 | — | 30 Jun 2020 | |
| Capital Research Global Investors |
13F
|
Company |
0.08%
|
1,740,433
|
$152,009,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.07%
|
1,600,179
|
$139,760,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.07%
|
1,556,684
|
$135,961,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.07%
|
1,502,324
|
$131,212,000 | — | 30 Jun 2020 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.07%
|
1,477,433
|
$129,039,000 | — | 30 Jun 2020 | |
| SCHARF INVESTMENTS, LLC |
13F
|
Company |
0.06%
|
1,302,862
|
$113,792,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.06%
|
1,281,769
|
$111,949,000 | — | 30 Jun 2020 | |
| FRED ALGER MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
1,271,070
|
$111,015,000 | — | 30 Jun 2020 | |
| Aperio Group, LLC |
13F
|
Company |
0.06%
|
1,206,046
|
$105,336,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.05%
|
1,168,815
|
$102,053,000 | — | 30 Jun 2020 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
0.05%
|
1,162,754
|
$101,554,000 | — | 30 Jun 2020 | |
| FMR LLC |
13F
|
Company |
0.05%
|
991,757
|
$86,620,000 | — | 30 Jun 2020 | |
| EARNEST PARTNERS LLC |
13F
|
Company |
0.05%
|
990,580
|
$86,517,000 | — | 30 Jun 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.04%
|
943,517
|
$82,407,000 | — | 30 Jun 2020 | |
| Capital World Investors |
13F
|
Company |
0.04%
|
903,739
|
$78,932,000 | — | 30 Jun 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.04%
|
891,905
|
$77,898,000 | — | 30 Jun 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.04%
|
885,139
|
$77,308,000 | — | 30 Jun 2020 | |
| Chevy Chase Trust Holdings, LLC |
13F
|
Company |
0.04%
|
878,602
|
$76,737,000 | — | 30 Jun 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.04%
|
868,102
|
$75,820,000 | — | 30 Jun 2020 | |
| WESTFIELD CAPITAL MANAGEMENT CO LP |
13F
|
Company |
0.04%
|
857,963
|
$74,934,000 | — | 30 Jun 2020 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.04%
|
852,840
|
$74,459,000 | — | 30 Jun 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.04%
|
830,752
|
$72,559,000 | — | 30 Jun 2020 |
Institutional Holders of NOVARTIS AG - Ordinary Shares (NVS) as of Q3 2020
As of 30 Sep 2020,
NOVARTIS AG - Ordinary Shares (NVS) was held by
1,114 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
226,235,539 shares.
The largest 10 holders included
PRIMECAP MANAGEMENT CO/CA/, Dodge & Cox, LOOMIS SAYLES & CO L P, Fisher Asset Management, LLC, Mawer Investment Management Ltd., FRANKLIN RESOURCES INC, BANK OF AMERICA CORP /DE/, Aristotle Capital Management, LLC, RENAISSANCE TECHNOLOGIES LLC, and UBS Group AG.
This page lists
1,113
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
1,126
Q3 2020 holders
1,114
Holder diff
-12
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.