What does CUSIP 66987V109 represent in this 13F holders report?

CUSIP 66987V109 is the security identifier for NVS - NOVARTIS AG - Ordinary Shares used to aggregate holder disclosures.

How many institutions held NVS - NOVARTIS AG - Ordinary Shares in Q3 2020?

1114 institutional investors reported NVS - NOVARTIS AG - Ordinary Shares for Q3 2020. Use the holders table for investor-level position and value details.

NOVARTIS AG - Ordinary Shares (NVS)

CUSIP: 66987V109

Q3 2020 13F Holders as of 30 Sep 2020

Security type / class: Equity / Ordinary Shares
Total 13F shares: 226,235,539
Total 13F value: $19,668,553,299
Share change: -11,485,585
Put/Call ratio: 65%
SEC-reported price per share: $86.96
Number of holders: 1,114
Value change: -$999,534,657
Number of buys: 401
Number of sells: 531
Shares outstanding: 2,181,288,547

Security key

66987V109

Report period

Q3 2020

Institutions

1,114

Top holders

NVS full security history Ownership snapshot Full 13F holder table NOVARTIS AG SEC filings NOVARTIS AG company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of NVS - NOVARTIS AG - Ordinary Shares (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

PRIMECAP MANAGEMENT CO/CA/

Disclosed value leader

PRIMECAP MANAGEMENT CO/CA/

Comparable rows

15/15

Latest evidence

30 Jun 2020

13F Lead comparable stake: 1.1% Showing 1-6 of 15 holder rows.

Quick read

PRIMECAP MANAGEMENT CO/CA/ leads the comparable SEC ownership view at 1.1%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens PRIMECAP MANAGEMENT CO/CA/'s linked filing trail.

Comparable ownership Top 5

PRIMECAP MANAGEMENT CO/CA/ 1.1%

DODGE & COX 0.89%

LOOMIS SAYLES & CO L P 0.48%

Fisher Asset Management, LLC 0.4%

FRANKLIN RESOURCES INC 0.39%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
PRIMECAP MANAGEMENT CO/CA/	13F Company 13F	1.1%	$2,032,163,000 23,267,270 shares	—	30 Jun 2020
DODGE & COX	13F Company 13F	0.89%	$1,690,360,000 19,353,787 shares	—	30 Jun 2020
LOOMIS SAYLES & CO L P	13F Company 13F	0.48%	$920,923,000 10,544,119 shares	—	30 Jun 2020
Fisher Asset Management, LLC	13F Company 13F	0.4%	$771,023,000 8,827,829 shares	—	30 Jun 2020
FRANKLIN RESOURCES INC	13F Company 13F	0.39%	$733,975,000 8,485,303 shares	—	30 Jun 2020
BANK OF AMERICA CORP /DE/	13F Company 13F	0.39%	$737,597,000 8,445,111 shares	—	30 Jun 2020

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,114

226,235,539

Rows available

1,114

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders

1,126

Q3 2020 holders

1,114

Holder diff

-12

Investor	Q2 2020 Shares	Q3 2020 Shares	Share Diff	Share Chg %	Q2 2020 value	Q3 2020 value	Value change	Value Chg %