What does CUSIP 66987V109 represent in this 13F holders report?

CUSIP 66987V109 is the security identifier for NVS - NOVARTIS AG - Ordinary Shares used to aggregate holder disclosures.

How many institutions held NVS - NOVARTIS AG - Ordinary Shares in Q1 2020?

1129 institutional investors reported NVS - NOVARTIS AG - Ordinary Shares for Q1 2020. Use the holders table for investor-level position and value details.

NOVARTIS AG - Ordinary Shares (NVS)

CUSIP: 66987V109

Q1 2020 13F Holders as of 31 Mar 2020

Security type / class: Equity / Ordinary Shares
Total 13F shares: 247,523,438
Total 13F value: $20,413,284,538
Share change: -10,203,854
Put/Call ratio: 65%
SEC-reported price per share: $82.45
Number of holders: 1,129
Value change: -$920,198,014
Number of buys: 492
Number of sells: 558
Shares outstanding: 2,181,288,547

Security key

66987V109

Report period

Q1 2020

Institutions

1,129

Top holders

NVS full security history Ownership snapshot Full 13F holder table NOVARTIS AG SEC filings NOVARTIS AG company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of NVS - NOVARTIS AG - Ordinary Shares (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

PRIMECAP MANAGEMENT CO/CA/

Disclosed value leader

PRIMECAP MANAGEMENT CO/CA/

Comparable rows

15/15

Latest evidence

31 Dec 2019

13F Lead comparable stake: 1.2% Showing 1-6 of 15 holder rows.

Quick read

PRIMECAP MANAGEMENT CO/CA/ leads the comparable SEC ownership view at 1.2%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens PRIMECAP MANAGEMENT CO/CA/'s linked filing trail.

Comparable ownership Top 5

PRIMECAP MANAGEMENT CO/CA/ 1.2%

DODGE & COX 1.2%

FRANKLIN RESOURCES INC 0.54%

LOOMIS SAYLES & CO L P 0.47%

BANK OF AMERICA CORP /DE/ 0.43%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
PRIMECAP MANAGEMENT CO/CA/	13F Company 13F	1.2%	$2,411,977,000 25,472,350 shares	—	31 Dec 2019
DODGE & COX	13F Company 13F	1.2%	$2,386,716,000 25,205,581 shares	—	31 Dec 2019
FRANKLIN RESOURCES INC	13F Company 13F	0.54%	$1,117,264,000 11,799,184 shares	—	31 Dec 2019
LOOMIS SAYLES & CO L P	13F Company 13F	0.47%	$972,005,000 10,265,132 shares	—	31 Dec 2019
BANK OF AMERICA CORP /DE/	13F Company 13F	0.43%	$887,350,000 9,371,108 shares	—	31 Dec 2019
Fisher Asset Management, LLC	13F Company 13F	0.39%	$797,457,000 8,421,770 shares	—	31 Dec 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,129

247,523,438

Rows available

1,129

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2020 vs Q1 2020 Across Filers

Q1 2020 holders

1,129

Q1 2020 holders

1,129

Holder diff

Investor	Q1 2020 Shares	Q1 2020 Shares	Share Diff	Share Chg %	Q1 2020 value	Q1 2020 value	Value change	Value Chg %