Security key
665809109
NORTHERN TECHNOLOGIES INTERNATIONAL CORP - Common Stock, par value $0.02 per share (NTIC)
CUSIP: 665809109
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock, par value $0.02 per share
- Shares outstanding
- 9,444,444
- Total 13F shares
- 3,277,523
- Share change
- +46,992
- Total reported value
- $49,838,258
- Price per share
- $15.20
- Number of holders
- 43
- Value change
- +$713,864
- Number of buys
- 16
- Number of sells
- 15
Report period
Q3 2021
Institutions
43
Top holders
10
NTIC full security history
Newer quarter: Q4 2021
Previous quarter: Q2 2021
NORTHERN TECHNOLOGIES INTERNATIONAL CORP SEC filings
NORTHERN TECHNOLOGIES INTERNATIONAL CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 665809109
Recent filing periods:
Top shareholders of NTIC - NORTHERN TECHNOLOGIES INTERNATIONAL CORP - Common Stock, par value $0.02 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
4.4%
|
418,228
|
$7,277,000 | — | 30 Jun 2021 | |
| 22NW, LP |
13F
|
Company |
4.1%
|
387,779
|
$6,709,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
3.7%
|
350,026
|
$6,056,000 | — | 30 Jun 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
3.7%
|
349,006
|
$6,073,000 | — | 30 Jun 2021 | |
| RUTABAGA CAPITAL MANAGEMENT LLC/MA |
13F
|
Company |
3.6%
|
341,931
|
$5,915,000 | — | 30 Jun 2021 | |
| PERRITT CAPITAL MANAGEMENT INC |
13F
|
Company |
3.1%
|
289,070
|
$5,004,000 | — | 30 Jun 2021 | |
| BALLAST ADVISORS LLC |
13F
|
Company |
2%
|
191,000
|
$3,323,000 | — | 30 Jun 2021 | |
| Acuitas Investments, LLC |
13F
|
Company |
1.8%
|
171,405
|
$2,965,000 | — | 30 Jun 2021 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
1.5%
|
145,077
|
$2,510,000 | — | 30 Jun 2021 | |
| WILEN INVESTMENT MANAGEMENT CORP. |
13F
|
Company |
0.61%
|
58,057
|
$972,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.6%
|
56,590
|
$984,000 | — | 30 Jun 2021 | |
| WHITE PINE CAPITAL LLC |
13F
|
Company |
0.51%
|
47,804
|
$893,000 | — | 30 Jun 2021 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
0.47%
|
44,123
|
$768,000 | — | 30 Jun 2021 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.44%
|
41,800
|
$727,000 | — | 30 Jun 2021 | |
| WESTWOOD MANAGEMENT CORP /IL/ |
13F
|
Company |
0.44%
|
41,544
|
$719,000 | — | 30 Jun 2021 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.41%
|
38,998
|
$675,000 | — | 30 Jun 2021 | |
| CORSAIR CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
0.38%
|
35,771
|
$619,000 | — | 30 Jun 2021 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.36%
|
34,183
|
$591,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.33%
|
31,453
|
$544,000 | — | 30 Jun 2021 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
13F
|
Company |
0.23%
|
21,305
|
$369,000 | — | 30 Jun 2021 | |
| Manatuck Hill Partners, LLC |
13F
|
Company |
0.22%
|
20,810
|
$360,000 | — | 30 Jun 2021 | |
| DIAMOND HILL CAPITAL MANAGEMENT INC |
13F
|
Company |
0.21%
|
20,242
|
$352,000 | — | 30 Jun 2021 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.16%
|
14,878
|
$258,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.15%
|
14,149
|
$245,000 | — | 30 Jun 2021 | |
| RBF Capital, LLC |
13F
|
Company |
0.14%
|
13,608
|
$235,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
0.14%
|
12,784
|
$222,000 | — | 30 Jun 2021 | |
| Estabrook Capital Management |
13F
|
Company |
0.13%
|
12,188
|
$210,852 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.08%
|
7,338
|
$127,000 | — | 30 Jun 2021 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0.03%
|
2,635
|
$46,000 | — | 30 Jun 2021 | |
| Hillsdale Investment Management Inc. |
13F
|
Company |
0.03%
|
2,400
|
$42,000 | — | 30 Jun 2021 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.02%
|
1,789
|
$31,000 | — | 30 Jun 2021 | |
| Cove Street Capital, LLC |
13F
|
Company |
0.02%
|
1,600
|
$28,000 | — | 30 Jun 2021 | |
| SALEM INVESTMENT COUNSELORS INC |
13F
|
Company |
0.01%
|
1,108
|
$19,000 | — | 30 Jun 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
500
|
$9,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
457
|
$8,000 | — | 30 Jun 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
324
|
$6,000 | — | 30 Jun 2021 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
70
|
$1,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
49
|
$1,000 | — | 30 Jun 2021 | |
| Koh Soo Keong |
3/4/5
|
Director |
—
class O/S missing
|
101,095
|
$743,048 | — | 07 Jul 2021 |
Institutional Holders of NORTHERN TECHNOLOGIES INTERNATIONAL CORP - Common Stock, par value $0.02 per share (NTIC) as of Q3 2021
As of 30 Sep 2021,
NORTHERN TECHNOLOGIES INTERNATIONAL CORP - Common Stock, par value $0.02 per share (NTIC) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,277,523 shares.
The largest 10 holders included
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., 22NW, LP, VANGUARD GROUP INC, DIMENSIONAL FUND ADVISORS LP, RUTABAGA CAPITAL MANAGEMENT LLC/MA, PERRITT CAPITAL MANAGEMENT INC, Acuitas Investments, LLC, BALLAST ADVISORS LLC, RENAISSANCE TECHNOLOGIES LLC, and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
43
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
39
Q3 2021 holders
43
Holder diff
4
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.