Q3 2021 13F Holders as of 30 Sep 2021
-
Type / Class
-
Equity / HCM DEFND 100
-
Number of holders
-
21
-
Total 13F shares, excl. options
-
4,035,640
-
Shares change
-
+847,749
-
Total reported value, excl. options
-
$197,102,124
-
Value change
-
+$40,724,389
-
Number of buys
-
18
-
Number of sells
-
-2
-
Price
-
$48.59
Significant Holders of NORTHERN LTS FD TR III - HCM DEFND 100 (QQH) as of Q3 2021
22 filings reported holding QQH - NORTHERN LTS FD TR III - HCM DEFND 100 as of Q3 2021.
NORTHERN LTS FD TR III - HCM DEFND 100 (QQH) has 21 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4,035,640 shares
.
Largest 10 shareholders include Howard Capital Management Inc. (3,138,187 shares), Cambridge Investment Research Advisors, Inc. (279,616 shares), J.W. COLE ADVISORS, INC. (191,544 shares), LPL Financial LLC (99,348 shares), ENVESTNET ASSET MANAGEMENT INC (63,460 shares), RAYMOND JAMES & ASSOCIATES (62,264 shares), Orion Portfolio Solutions, LLC (47,713 shares), Cetera Investment Advisers (36,804 shares), Delta Investment Management, LLC (35,884 shares), and Cetera Advisor Networks LLC (27,160 shares).
This table shows the top 21 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.