NOMURA HOLDINGS INC - Common Stock (NMR)

CUSIP: 65535H208

Q4 2016 13F Holders as of 31 Dec 2016

Holder snapshot 6 signals
Share change
+1,546,008
SEC-reported price per share
$5.90
Number of holders
98
Value change
+$9,679,764
Number of buys
40
Number of sells
45
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
3,178,283,714

Security key

65535H208

Report period

Q4 2016

Institutions

98

Top holders

10

Ownership snapshot

Top reported holders of NMR - NOMURA HOLDINGS INC - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
NINE MASTS CAPITAL Ltd
Disclosed value leader
NINE MASTS CAPITAL Ltd
Comparable rows
15/15
Latest evidence
30 Sep 2016
13F Lead comparable stake: 0.08% Showing 1-6 of 15 holder rows.

Quick read

NINE MASTS CAPITAL Ltd leads the comparable SEC ownership view at 0.08%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens NINE MASTS CAPITAL Ltd's linked filing trail.
Comparable ownership Top 5
NINE MASTS CAPITAL Ltd 0.08%
PARAMETRIC PORTFOLIO ASSOCIATES LLC 0.06%
Aperio Group, LLC 0.06%
NORTHERN TRUST CORP 0.05%
D. E. Shaw & Co., Inc. 0.04%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
NINE MASTS CAPITAL Ltd
13F
Company
13F
0.08%
$11,680,000
2,654,891 shares
30 Sep 2016
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
0.06%
$8,766,000
1,969,981 shares
30 Sep 2016
Aperio Group, LLC
13F
Company
13F
0.06%
$8,432,000
1,894,907 shares
30 Sep 2016
NORTHERN TRUST CORP
13F
Company
13F
0.05%
$6,896,000
1,549,615 shares
30 Sep 2016
D. E. Shaw & Co., Inc.
13F
Company
13F
0.04%
$5,549,000
1,246,844 shares
30 Sep 2016
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
0.04%
$5,173,000
1,162,551 shares
30 Sep 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
98
Shares
18,323,896
Rows available
98
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders
87
Q4 2016 holders
98
Holder diff
11
Investor Q3 2016 Shares Q4 2016 Shares Share Diff Share Chg % Q3 2016 value Q4 2016 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .