Security key
647551100
New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC)
CUSIP: 647551100
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 98,483,657
- Total 13F shares
- 32,959,404
- Share change
- -400,847
- Total reported value
- $374,415,284
- Put/Call ratio
- 42%
- Price per share
- $11.36
- Number of holders
- 130
- Value change
- -$3,392,203
- Number of buys
- 64
- Number of sells
- 62
Report period
Q4 2020
Institutions
130
Top holders
10
NMFC full security history
Newer quarter: Q1 2021
Previous quarter: Q3 2020
New Mountain Finance Corp SEC filings
New Mountain Finance Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 647551100
Recent filing periods:
Top shareholders of NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
3.6%
|
3,580,931
|
$34,233,000 | — | 30 Sep 2020 | |
| Round Table Services, LLC |
13F
|
Company |
2.7%
|
2,693,325
|
$25,748,000 | — | 30 Sep 2020 | |
| DIMENSION CAPITAL MANAGEMENT LLC |
13F
|
Company |
2.2%
|
2,175,263
|
$20,799,000 | — | 30 Sep 2020 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
2.2%
|
2,122,300
|
$20,289,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
1.8%
|
1,759,598
|
$16,822,000 | — | 30 Sep 2020 | |
| Cliffwater LLC |
13F
|
Company |
1.7%
|
1,666,326
|
$15,930,000 | — | 30 Sep 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
1.6%
|
1,608,456
|
$15,373,000 | — | 30 Sep 2020 | |
| Spring Creek Investment Management, LLC |
13F
|
Company |
1.5%
|
1,433,000
|
$13,699,000 | — | 30 Sep 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
1.3%
|
1,288,554
|
$12,319,000 | — | 30 Sep 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
1.3%
|
1,255,818
|
$12,018,000 | — | 30 Sep 2020 | |
| Invesco Ltd. |
13F
|
Company |
1.1%
|
1,074,873
|
$10,276,000 | — | 30 Sep 2020 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.96%
|
941,298
|
$8,999,000 | — | 30 Sep 2020 | |
| Muzinich & Co., Inc. |
13F
|
Company |
0.84%
|
832,048
|
$7,946,000 | — | 30 Sep 2020 | |
| PALISADE CAPITAL MANAGEMENT, LP |
13F
|
Company |
0.84%
|
830,598
|
$7,941,000 | — | 30 Sep 2020 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
0.83%
|
820,506
|
$7,844,000 | — | 30 Sep 2020 | |
| Advisors Capital Management, LLC |
13F
|
Company |
0.71%
|
696,321
|
$6,657,000 | — | 30 Sep 2020 | |
| Legal & General Group Plc |
13F
|
Company |
0.69%
|
678,267
|
$6,481,000 | — | 30 Sep 2020 | |
| CHILTON INVESTMENT CO INC. |
13F
|
Company |
0.56%
|
546,999
|
$5,229,000 | — | 30 Sep 2020 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.53%
|
522,183
|
$4,993,000 | — | 30 Sep 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.48%
|
472,282
|
$4,515,000 | — | 30 Sep 2020 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.45%
|
448,074
|
$4,284,000 | — | 30 Sep 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.32%
|
319,225
|
$3,052,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.29%
|
280,867
|
$2,684,000 | — | 30 Sep 2020 | |
| PIN OAK INVESTMENT ADVISORS INC |
13F
|
Company |
0.28%
|
271,035
|
$2,591,000 | — | 30 Sep 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.26%
|
260,635
|
$2,492,000 | — | 30 Sep 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.22%
|
212,088
|
$2,028,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.21%
|
205,272
|
$1,963,000 | — | 30 Sep 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.21%
|
202,800
|
$1,939,000 | — | 30 Sep 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.2%
|
196,334
|
$1,877,000 | — | 30 Sep 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.19%
|
189,763
|
$1,814,000 | — | 30 Sep 2020 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.18%
|
178,519
|
$1,707,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.18%
|
176,472
|
$1,687,000 | — | 30 Sep 2020 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.17%
|
170,262
|
$1,628,000 | — | 30 Sep 2020 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
0.17%
|
165,905
|
$1,586,000 | — | 30 Sep 2020 | |
| ALPS ADVISORS INC |
13F
|
Company |
0.15%
|
149,100
|
$1,425,000 | — | 30 Sep 2020 | |
| WINTON GROUP Ltd |
13F
|
Company |
0.14%
|
142,571
|
$1,363,000 | — | 30 Sep 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.13%
|
132,526
|
$1,267,000 | — | 30 Sep 2020 | |
| Sigma Planning Corp |
13F
|
Company |
0.13%
|
130,250
|
$1,245,000 | — | 30 Sep 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.13%
|
130,100
|
$1,244,000 | — | 30 Sep 2020 | |
| Altium Wealth Management LLC |
13F
|
Company |
0.13%
|
129,915
|
$1,242,000 | — | 30 Sep 2020 | |
| Alberta Investment Management Corp |
13F
|
Company |
0.12%
|
121,800
|
$1,164,000 | — | 30 Sep 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.11%
|
111,507
|
$1,066,000 | — | 30 Sep 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.11%
|
106,088
|
$1,014,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
0.1%
|
102,014
|
$975,000 | — | 30 Sep 2020 | |
| Guild Investment Management, Inc. |
13F
|
Company |
0.1%
|
98,460
|
$941,000 | — | 30 Sep 2020 | |
| AJ WEALTH STRATEGIES, LLC |
13F
|
Company |
0.09%
|
92,220
|
$882,000 | — | 30 Sep 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.09%
|
86,449
|
$826,000 | — | 30 Sep 2020 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.07%
|
71,900
|
$687,000 | — | 30 Sep 2020 | |
| Radcliffe Capital Management, L.P. |
13F
|
Company |
0.07%
|
67,900
|
$649,000 | — | 30 Sep 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.06%
|
58,906
|
$563,000 | — | 30 Sep 2020 |
Institutional Holders of New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) as of Q4 2020
As of 31 Dec 2020,
New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) was held by
130 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
32,959,404 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, Round Table Services, LLC, DIMENSION CAPITAL MANAGEMENT LLC, LSV ASSET MANAGEMENT, Cliffwater LLC, JPMORGAN CHASE & CO, MORGAN STANLEY, HighTower Advisors, LLC, Spring Creek Investment Management, LLC, and ARROWSTREET CAPITAL, LIMITED PARTNERSHIP.
This page lists
130
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
121
Q4 2020 holders
130
Holder diff
9
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.