Security key
647551100
New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC)
CUSIP: 647551100
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 98,483,657
- Total 13F shares
- 29,911,741
- Share change
- -1,061,615
- Total reported value
- $393,155,539
- Put/Call ratio
- 243%
- Price per share
- $13.15
- Number of holders
- 132
- Value change
- -$14,162,180
- Number of buys
- 52
- Number of sells
- 66
Report period
Q1 2018
Institutions
132
Top holders
10
NMFC full security history
Newer quarter: Q2 2018
Previous quarter: Q4 2017
New Mountain Finance Corp SEC filings
New Mountain Finance Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 647551100
Recent filing periods:
Top shareholders of NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
6.8%
|
6,701,742
|
$90,809,000 | — | 31 Dec 2017 | |
| Muzinich & Co., Inc. |
13F
|
Company |
2.9%
|
2,839,096
|
$38,470,000 | — | 31 Dec 2017 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
2.5%
|
2,433,126
|
$32,968,000 | — | 31 Dec 2017 | |
| Round Table Services, LLC |
13F
|
Company |
1.4%
|
1,343,896
|
$18,210,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
1,166,078
|
$15,800,000 | — | 31 Dec 2017 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.93%
|
919,431
|
$12,458,000 | — | 31 Dec 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.85%
|
838,779
|
$11,365,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.79%
|
773,657
|
$10,483,000 | — | 31 Dec 2017 | |
| Partners Group Holding AG |
13F
|
Company |
0.72%
|
708,351
|
$9,598,000 | — | 31 Dec 2017 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
0.67%
|
661,558
|
$8,964,000 | — | 31 Dec 2017 | |
| PALISADE CAPITAL MANAGEMENT, LP |
13F
|
Company |
0.64%
|
627,452
|
$8,502,000 | — | 31 Dec 2017 | |
| Advisors Capital Management, LLC |
13F
|
Company |
0.62%
|
609,311
|
$8,256,000 | — | 31 Dec 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.61%
|
602,000
|
$8,157,000 | — | 31 Dec 2017 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.53%
|
519,532
|
$7,040,000 | — | 31 Dec 2017 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
0.51%
|
502,659
|
$6,811,000 | — | 31 Dec 2017 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.49%
|
486,493
|
$6,592,000 | — | 31 Dec 2017 | |
| Sumitomo Mitsui DS Asset Management Company, Ltd |
13F
|
Company |
0.49%
|
480,225
|
$6,507,000 | — | 31 Dec 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.47%
|
463,360
|
$6,279,000 | — | 31 Dec 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.45%
|
438,397
|
$5,940,000 | — | 31 Dec 2017 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.44%
|
436,123
|
$5,909,000 | — | 31 Dec 2017 | |
| WILLIAMS JONES & ASSOCIATES LLC |
13F
|
Company |
0.44%
|
433,975
|
$5,880,000 | — | 31 Dec 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.41%
|
400,090
|
$5,421,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.39%
|
387,615
|
$5,252,000 | — | 31 Dec 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.35%
|
345,639
|
$4,684,000 | — | 31 Dec 2017 | |
| Cliffwater LLC |
13F
|
Company |
0.3%
|
298,079
|
$4,039,000 | — | 31 Dec 2017 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.3%
|
297,560
|
$4,032,000 | — | 31 Dec 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.3%
|
292,799
|
$3,967,000 | — | 31 Dec 2017 | |
| West Family Investments, Inc. |
13F
|
Company |
0.28%
|
275,939
|
$3,739,000 | — | 31 Dec 2017 | |
| Polar Capital LLP |
13F
|
Company |
0.28%
|
275,000
|
$3,726,000 | — | 31 Dec 2017 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
0.27%
|
265,216
|
$3,594,000 | — | 31 Dec 2017 | |
| Legal & General Group Plc |
13F
|
Company |
0.24%
|
234,645
|
$3,185,000 | — | 31 Dec 2017 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.23%
|
228,403
|
$3,095,000 | — | 31 Dec 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.22%
|
221,089
|
$2,996,000 | — | 31 Dec 2017 | |
| PIN OAK INVESTMENT ADVISORS INC |
13F
|
Company |
0.22%
|
218,035
|
$2,954,000 | — | 31 Dec 2017 | |
| Marshall Wace North America L.P. |
13F
|
Company |
0.2%
|
193,592
|
$2,623,000 | — | 31 Dec 2017 | |
| NORGES BANK |
13F
|
Company |
0.12%
|
120,091
|
$1,627,000 | — | 31 Dec 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.12%
|
119,259
|
$1,616,000 | — | 31 Dec 2017 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.11%
|
111,791
|
$1,515,000 | — | 31 Dec 2017 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.1%
|
94,284
|
$1,277,000 | — | 31 Dec 2017 | |
| Sigma Planning Corp |
13F
|
Company |
0.1%
|
94,109
|
$1,275,000 | — | 31 Dec 2017 | |
| Monument Capital Management |
13F
|
Company |
0.09%
|
92,427
|
$1,252,000 | — | 31 Dec 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.08%
|
82,502
|
$1,115,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.08%
|
82,156
|
$1,114,000 | — | 31 Dec 2017 | |
| P.A.W. CAPITAL CORP |
13F
|
Company |
0.08%
|
82,000
|
$1,111,000 | — | 31 Dec 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.08%
|
75,685
|
$1,026,000 | — | 31 Dec 2017 | |
| Alberta Investment Management Corp |
13F
|
Company |
0.08%
|
75,310
|
$1,020,000 | — | 31 Dec 2017 | |
| Bramshill Investments, LLC |
13F
|
Company |
0.08%
|
74,507
|
$1,010,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.07%
|
71,078
|
$963,000 | — | 31 Dec 2017 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
0.07%
|
70,000
|
$949,000 | — | 31 Dec 2017 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.07%
|
69,336
|
$940,000 | — | 31 Dec 2017 |
Institutional Holders of New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) as of Q1 2018
As of 31 Mar 2018,
New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) was held by
132 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
29,911,741 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, Muzinich & Co., Inc., LSV ASSET MANAGEMENT, Round Table Services, LLC, ARES MANAGEMENT LLC, Partners Group Holding AG, MORGAN STANLEY, CONFLUENCE INVESTMENT MANAGEMENT LLC, UBS Group AG, and PALISADE CAPITAL MANAGEMENT LLC/NJ.
This page lists
132
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
138
Q1 2018 holders
132
Holder diff
-6
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.