Security key
647551100
New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC)
CUSIP: 647551100
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 98,483,657
- Total 13F shares
- 30,982,066
- Share change
- +1,755,120
- Total reported value
- $450,347,645
- Put/Call ratio
- 58%
- Price per share
- $14.55
- Number of holders
- 124
- Value change
- +$25,447,453
- Number of buys
- 57
- Number of sells
- 46
Report period
Q2 2017
Institutions
124
Top holders
10
NMFC full security history
Newer quarter: Q3 2017
Previous quarter: Q1 2017
New Mountain Finance Corp SEC filings
New Mountain Finance Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 647551100
Recent filing periods:
Top shareholders of NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
6.6%
|
6,482,814
|
$96,594,000 | — | 31 Mar 2017 | |
| Muzinich & Co., Inc. |
13F
|
Company |
3.2%
|
3,193,736
|
$47,587,000 | — | 31 Mar 2017 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
1.6%
|
1,602,426
|
$23,876,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
1.3%
|
1,275,093
|
$18,999,000 | — | 31 Mar 2017 | |
| Round Table Services, LLC |
13F
|
Company |
1.1%
|
1,060,169
|
$15,797,000 | — | 31 Mar 2017 | |
| AVIVA PLC |
13F
|
Company |
0.97%
|
959,125
|
$14,291,000 | — | 31 Mar 2017 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.94%
|
927,066
|
$13,813,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.92%
|
908,112
|
$13,530,000 | — | 31 Mar 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.85%
|
841,608
|
$12,540,000 | — | 31 Mar 2017 | |
| Advisors Capital Management, LLC |
13F
|
Company |
0.62%
|
608,490
|
$9,067,000 | — | 31 Mar 2017 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.6%
|
593,095
|
$8,837,000 | — | 31 Mar 2017 | |
| PALISADE CAPITAL MANAGEMENT, LP |
13F
|
Company |
0.55%
|
543,933
|
$8,105,000 | — | 31 Mar 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.52%
|
514,228
|
$7,662,000 | — | 31 Mar 2017 | |
| WILLIAMS JONES & ASSOCIATES LLC |
13F
|
Company |
0.51%
|
504,825
|
$7,522,000 | — | 31 Mar 2017 | |
| Partners Group Holding AG |
13F
|
Company |
0.5%
|
492,100
|
$7,332,000 | — | 31 Mar 2017 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.45%
|
442,500
|
$6,593,000 | — | 31 Mar 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.45%
|
442,196
|
$6,588,000 | — | 31 Mar 2017 | |
| State of New Jersey Common Pension Fund D |
13F
|
Company |
0.43%
|
425,000
|
$6,333,000 | — | 31 Mar 2017 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
0.42%
|
418,119
|
$6,230,000 | — | 31 Mar 2017 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.4%
|
390,093
|
$5,812,000 | — | 31 Mar 2017 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
0.37%
|
366,166
|
$5,456,000 | — | 31 Mar 2017 | |
| West Family Investments, Inc. |
13F
|
Company |
0.36%
|
350,515
|
$5,223,000 | — | 31 Mar 2017 | |
| Sumitomo Mitsui DS Asset Management Company, Ltd |
13F
|
Company |
0.35%
|
349,405
|
$5,206,000 | — | 31 Mar 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.35%
|
344,000
|
$5,126,000 | — | 31 Mar 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.33%
|
328,683
|
$4,897,000 | — | 31 Mar 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.33%
|
326,756
|
$4,869,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.33%
|
323,628
|
$4,822,000 | — | 31 Mar 2017 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.29%
|
290,000
|
$4,321,000 | — | 31 Mar 2017 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.26%
|
257,349
|
$3,834,000 | — | 31 Mar 2017 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.24%
|
239,233
|
$3,565,000 | — | 31 Mar 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.24%
|
235,679
|
$3,512,000 | — | 31 Mar 2017 | |
| Polar Capital LLP |
13F
|
Company |
0.17%
|
167,250
|
$2,492,000 | — | 31 Mar 2017 | |
| Legal & General Group Plc |
13F
|
Company |
0.17%
|
163,984
|
$2,439,000 | — | 31 Mar 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.14%
|
137,838
|
$2,054,000 | — | 31 Mar 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.13%
|
127,000
|
$1,891,000 | — | 31 Mar 2017 | |
| NORGES BANK |
13F
|
Company |
0.12%
|
120,091
|
$1,789,000 | — | 31 Mar 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.12%
|
117,345
|
$1,749,000 | — | 31 Mar 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.1%
|
102,277
|
$1,524,000 | — | 31 Mar 2017 | |
| Nuveen Fund Advisors, LLC |
13F
|
Company |
0.1%
|
100,153
|
$1,467,000 | — | 31 Mar 2017 | |
| P.A.W. CAPITAL CORP |
13F
|
Company |
0.1%
|
96,000
|
$1,430,000 | — | 31 Mar 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.09%
|
85,303
|
$1,271,000 | — | 31 Mar 2017 | |
| Sigma Planning Corp |
13F
|
Company |
0.08%
|
76,845
|
$1,145,000 | — | 31 Mar 2017 | |
| Alberta Investment Management Corp |
13F
|
Company |
0.08%
|
75,310
|
$1,122,000 | — | 31 Mar 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.08%
|
74,349
|
$1,108,000 | — | 31 Mar 2017 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.07%
|
71,900
|
$1,071,000 | — | 31 Mar 2017 | |
| WEXFORD CAPITAL LP |
13F
|
Company |
0.07%
|
70,335
|
$1,048,000 | — | 31 Mar 2017 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.07%
|
68,310
|
$1,018,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.06%
|
57,630
|
$859,000 | — | 31 Mar 2017 | |
| PDT Partners, LLC |
13F
|
Company |
0.06%
|
56,813
|
$847,000 | — | 31 Mar 2017 | |
| COMERICA BANK |
13F
|
Company |
0.06%
|
55,478
|
$824,000 | — | 31 Mar 2017 |
Institutional Holders of New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) as of Q2 2017
As of 30 Jun 2017,
New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) was held by
124 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
30,982,066 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, Muzinich & Co., Inc., LSV ASSET MANAGEMENT, UBS Group AG, Round Table Services, LLC, AVIVA PLC, CONFLUENCE INVESTMENT MANAGEMENT LLC, MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, and ARES MANAGEMENT LLC.
This page lists
124
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
124
Q2 2017 holders
124
Holder diff
0
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.