New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC)

Q: What does CUSIP 647551100 represent in this 13F holders report?

CUSIP 647551100 is the security identifier for NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share used to aggregate holder disclosures.

Q: How many institutions held NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share in Q4 2016?

125 institutional investors reported NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share for Q4 2016. Use the holders table for investor-level position and value details.

CUSIP: 647551100

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class: Equity / Common Stock, par value $0.01 per share
Shares outstanding: 98,483,657
Total 13F shares: 27,754,457
Share change: +2,110,067
Total reported value: $391,387,000
Put/Call ratio: 1136%
Price per share: $14.10
Number of holders: 125
Value change: +$29,879,207
Number of buys: 72
Number of sells: 40

Quarterly Holders Quick Answers

What is CUSIP 647551100?
CUSIP 647551100 identifies NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2017
Previous quarter: Q3 2016

Recent filing periods for CUSIP 647551100:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
WELLS FARGO & COMPANY/MN	13F	Company	5.9%	5,846,316	$80,446,000	—	30 Sep 2016	13F
Round Table Services, LLC	13F	Company	1.4%	1,355,765	$18,655,000	—	30 Sep 2016	13F
Muzinich & Co., Inc.	13F	Company	1.3%	1,238,755	$17,045,000	—	30 Sep 2016	13F
AVIVA PLC	13F	Company	1.3%	1,231,125	$16,940,000	—	30 Sep 2016	13F
State of New Jersey Common Pension Fund D	13F	Company	1%	1,000,000	$13,760,000	—	30 Sep 2016	13F
LOMBARDIA CAPITAL PARTNERS LLC	13F	Company	0.87%	852,039	$11,724,000	—	30 Sep 2016	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	0.84%	831,327	$11,439,000	—	30 Sep 2016	13F
UBS Group AG	13F	Company	0.84%	826,562	$11,373,000	—	30 Sep 2016	13F
ARES MANAGEMENT LLC	13F	Company	0.81%	793,176	$10,914,000	—	30 Sep 2016	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.72%	710,384	$9,774,000	—	30 Sep 2016	13F
MORGAN STANLEY	13F	Company	0.66%	654,650	$9,007,000	—	30 Sep 2016	13F
PALISADE CAPITAL MANAGEMENT, LP	13F	Company	0.62%	610,231	$8,397,000	—	30 Sep 2016	13F
Neuberger Berman Group LLC	13F	Company	0.62%	608,485	$8,373,000	—	30 Sep 2016	13F
Advisors Capital Management, LLC	13F	Company	0.58%	569,557	$7,837,000	—	30 Sep 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.57%	561,601	$7,728,000	—	30 Sep 2016	13F
Yorktown Management & Research Co Inc	13F	Company	0.55%	540,000	$7,430,000	—	30 Sep 2016	13F
WILLIAMS JONES & ASSOCIATES LLC	13F	Company	0.47%	459,125	$6,318,000	—	30 Sep 2016	13F
Advisors Asset Management, Inc.	13F	Company	0.46%	449,512	$6,185,000	—	30 Sep 2016	13F
KENNEDY CAPITAL MANAGEMENT LLC	13F	Company	0.44%	430,615	$5,925,000	—	30 Sep 2016	13F
Invesco Ltd.	13F	Company	0.41%	407,983	$5,614,000	—	30 Sep 2016	13F
West Family Investments, Inc.	13F	Company	0.36%	350,515	$4,823,000	—	30 Sep 2016	13F
BANK OF MONTREAL /CAN/	13F	Company	0.35%	344,000	$4,733,000	—	30 Sep 2016	13F
Partners Group Holding AG	13F	Company	0.33%	323,300	$4,449,000	—	30 Sep 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.31%	304,614	$4,191,000	—	30 Sep 2016	13F
BlackRock Group LTD	13F	Company	0.29%	282,851	$3,892,000	—	30 Sep 2016	13F
VAN ECK ASSOCIATES CORP	13F	Company	0.25%	248,591	$3,421,000	—	30 Sep 2016	13F
Janney Montgomery Scott LLC	13F	Company	0.24%	234,571	$3,228,000	—	30 Sep 2016	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	0.23%	228,063	$3,138,000	—	30 Sep 2016	13F
HighTower Advisors, LLC	13F	Company	0.17%	164,211	$2,270,000	—	30 Sep 2016	13F
LSV ASSET MANAGEMENT	13F	Company	0.15%	148,700	$2,046,000	—	30 Sep 2016	13F
Polar Capital LLP	13F	Company	0.15%	147,500	$2,030,000	—	30 Sep 2016	13F
Legal & General Group Plc	13F	Company	0.14%	141,699	$1,950,000	—	30 Sep 2016	13F
CLOUGH CAPITAL PARTNERS L P	13F	Company	0.14%	138,113	$1,900,000	—	30 Sep 2016	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.14%	136,944	$1,884,000	—	30 Sep 2016	13F
P.A.W. CAPITAL CORP	13F	Company	0.14%	135,000	$1,858,000	—	30 Sep 2016	13F
Nuveen Fund Advisors, LLC	13F	Company	0.13%	124,209	$1,709,000	—	30 Sep 2016	13F
BROWN ADVISORY INC	13F	Company	0.12%	120,000	$1,651,000	—	30 Sep 2016	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.12%	115,758	$1,593,000	—	30 Sep 2016	13F
NORGES BANK	13F	Company	0.12%	120,091	$1,578,000	—	30 Sep 2016	13F
CREDIT SUISSE AG/	13F	Company	0.11%	110,037	$1,514,000	—	30 Sep 2016	13F
RAIFF PARTNERS INC	13F	Company	0.1%	100,000	$1,376,000	—	30 Sep 2016	13F
ADVISORY RESEARCH INC	13F	Company	0.09%	90,894	$1,251,000	—	30 Sep 2016	13F
Sumitomo Mitsui DS Asset Management Company, Ltd	13F	Company	0.08%	80,855	$1,112,000	—	30 Sep 2016	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.08%	77,938	$1,072,000	—	30 Sep 2016	13F
DEUTSCHE BANK AG\	13F	Company	0.08%	77,700	$1,069,000	—	30 Sep 2016	13F
MACQUARIE GROUP LTD	13F	Company	0.07%	71,900	$989,000	—	30 Sep 2016	13F
PARA ADVISORS LLC	13F	Company	0.07%	70,000	$963,000	—	30 Sep 2016	13F
TELEMUS CAPITAL, LLC	13F	Company	0.07%	70,000	$963,000	—	30 Sep 2016	13F
Sigma Planning Corp	13F	Company	0.07%	64,441	$887,000	—	30 Sep 2016	13F
COMERICA BANK	13F	Company	0.06%	61,878	$858,000	—	30 Sep 2016	13F

Institutional Holders of New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) as of Q4 2016

As of 31 Dec 2016, New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) was held by 125 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 27,754,457 shares. The largest 10 holders included WELLS FARGO & COMPANY/MN, Muzinich & Co., Inc., Round Table Services, LLC, State of New Jersey Common Pension Fund D, UBS Group AG, AVIVA PLC, CONFLUENCE INVESTMENT MANAGEMENT LLC, MORGAN STANLEY, ARES MANAGEMENT LLC, and GUGGENHEIM CAPITAL LLC. This page lists 125 institutional shareholders reporting positions in this security for the Q4 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders

113

Q4 2016 holders

125

Holder diff

Investor	Q3 2016 Shares	Q4 2016 Shares	Share Diff	Share Chg %	Q3 2016 Value $	Q4 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.