New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC)

CUSIP: 647551100

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class
Equity / Common Stock, par value $0.01 per share
Shares outstanding
98,483,657
Total 13F shares
25,067,691
Share change
+1,795,605
Total reported value
$364,734,668
Put/Call ratio
0.55%
Price per share
$14.55
Number of holders
110
Value change
+$25,951,013
Number of buys
71
Number of sells
46

Quarterly Holders Quick Answers

What is CUSIP 647551100?
CUSIP 647551100 identifies NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share in SEC institutional holdings data.

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Top shareholders of NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Steven B. Klinsky
13F
Individual
2.6%
2,583,292
$38,853,000 31 Dec 2013
13F
AMERIPRISE FINANCIAL INC
13F
Company
2.6%
2,548,304
$38,327,000 31 Dec 2013
13F
BlackRock Fund Advisors
13F
Company
1.3%
1,251,803
$18,827,000 31 Dec 2013
13F
Advisors Asset Management, Inc.
13F
Company
1.2%
1,216,225
$18,292,000 31 Dec 2013
13F
LOMBARDIA CAPITAL PARTNERS LLC
13F
Company
1%
980,615
$14,748,000 31 Dec 2013
13F
GOLDMAN SACHS GROUP INC
13F
Company
0.97%
958,831
$14,421,000 31 Dec 2013
13F
Neuberger Berman Group LLC
13F
Company
0.9%
887,959
$13,355,000 31 Dec 2013
13F
STATE STREET CORP
13F
Company
0.77%
754,911
$11,354,000 31 Dec 2013
13F
MORGAN STANLEY
13F
Company
0.73%
719,869
$10,826,000 31 Dec 2013
13F
ASHFORD CAPITAL MANAGEMENT INC
13F
Company
0.68%
672,770
$10,118,000 31 Dec 2013
13F
UBS AG
13F
Company
0.63%
623,068
$9,371,000 31 Dec 2013
13F
CONFLUENCE INVESTMENT MANAGEMENT LLC
13F
Company
0.6%
592,152
$8,906,000 31 Dec 2013
13F
PALISADE CAPITAL MANAGEMENT, LP
13F
Company
0.6%
587,206
$8,832,000 31 Dec 2013
13F
CREDIT SUISSE AG/
13F
Company
0.58%
568,974
$8,558,000 31 Dec 2013
13F
KENNEDY CAPITAL MANAGEMENT LLC
13F
Company
0.54%
533,205
$8,019,000 31 Dec 2013
13F
BlackRock Institutional Trust Company, N.A.
13F
Company
0.54%
528,854
$7,954,000 31 Dec 2013
13F
NORTHERN TRUST CORP
13F
Company
0.52%
511,201
$7,688,000 31 Dec 2013
13F
VANGUARD GROUP INC
13F
Company
0.44%
436,166
$6,560,000 31 Dec 2013
13F
Yorktown Management & Research Co Inc
13F
Company
0.38%
370,000
$5,565,000 31 Dec 2013
13F
West Family Investments, Inc.
13F
Company
0.35%
339,800
$5,111,000 31 Dec 2013
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.3%
297,587
$4,475,000 31 Dec 2013
13F
TFS CAPITAL LLC
13F
Company
0.29%
282,607
$4,250,000 31 Dec 2013
13F
Na Bokf
13F
Individual
0.27%
267,597
$4,024,000 31 Dec 2013
13F
Invesco Ltd.
13F
Company
0.24%
240,733
$3,620,000 31 Dec 2013
13F
AQR CAPITAL MANAGEMENT LLC
13F
Company
0.23%
222,380
$3,345,000 31 Dec 2013
13F
BlackRock Group LTD
13F
Company
0.21%
208,401
$3,135,000 31 Dec 2013
13F
TIAA CREF INVESTMENT MANAGEMENT LLC
13F
Company
0.19%
191,804
$2,885,000 31 Dec 2013
13F
Bank of New York Mellon Corp
13F
Company
0.19%
186,870
$2,811,000 31 Dec 2013
13F
GLENMEDE TRUST CO NA
13F
Company
0.17%
167,572
$2,520,000 31 Dec 2013
13F
Janney Montgomery Scott LLC
13F
Company
0.17%
165,969
$2,496,173 31 Dec 2013
13F
WILLIAMS JONES & ASSOCIATES LLC
13F
Company
0.16%
158,250
$2,380,000 31 Dec 2013
13F
D. E. Shaw & Co., Inc.
13F
Company
0.16%
153,420
$2,307,000 31 Dec 2013
13F
Nine Chapters Capital Management LLC
13F
Company
0.15%
152,400
$2,292,000 31 Dec 2013
13F
BlackRock Investment Management, LLC
13F
Company
0.15%
151,248
$2,275,000 31 Dec 2013
13F
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
0.11%
112,853
$1,697,000 31 Dec 2013
13F
Round Table Services, LLC
13F
Company
0.11%
110,594
$1,663,000 31 Dec 2013
13F
Advisors Capital Management, LLC
13F
Company
0.1%
100,095
$1,505,000 31 Dec 2013
13F
ADVISORY RESEARCH INC
13F
Company
0.1%
97,170
$1,461,000 31 Dec 2013
13F
Sumitomo Mitsui DS Asset Management Company, Ltd
13F
Company
0.1%
97,170
$1,461,000 31 Dec 2013
13F
Nuveen Asset Management, LLC
13F
Company
0.09%
89,607
$1,348,000 31 Dec 2013
13F
PRINCIPAL FINANCIAL GROUP INC
13F
Company
0.09%
88,073
$1,325,000 31 Dec 2013
13F
TWO SIGMA INVESTMENTS, LP
13F
Company
0.09%
87,820
$1,321,000 31 Dec 2013
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
0.09%
85,480
$1,286,000 31 Dec 2013
13F
BARCLAYS PLC
13F
Company
0.09%
84,315
$1,265,000 31 Dec 2013
13F
HighTower Advisors, LLC
13F
Company
0.08%
82,057
$1,234,000 31 Dec 2013
13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM
13F
Company
0.08%
81,768
$1,230,000 31 Dec 2013
13F
EnTrustPermal Management LLC
13F
Company
0.08%
78,251
$1,177,000 31 Dec 2013
13F
PRUDENTIAL FINANCIAL INC
13F
Company
0.08%
75,234
$1,132,000 31 Dec 2013
13F
COMERICA BANK
13F
Company
0.07%
69,540
$1,046,000 31 Dec 2013
13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
Company
0.07%
65,500
$986,000 31 Dec 2013
13F

Institutional Holders of New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) as of Q1 2014

As of 31 Mar 2014, New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) was held by 110 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 25,067,691 shares. The largest 10 holders included KLINSKY STEVEN B, AMERIPRISE FINANCIAL INC, BlackRock Fund Advisors, Advisors Asset Management, Inc., Neuberger Berman Group LLC, GOLDMAN SACHS GROUP INC, LOMBARDIA CAPITAL PARTNERS LLC, UBS AG, State Street Corp, and WELLS FARGO & COMPANY/MN. This page lists 110 institutional shareholders reporting positions in this security for the Q1 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders
111
Q1 2014 holders
110
Holder diff
-1
Investor Q4 2013 Shares Q1 2014 Shares Share Diff Share Chg % Q4 2013 Value $ Q1 2014 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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