NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 8,972,094
- Share change
- +102,349
- Total reported value
- $73,301,415
- Price per share
- $8.17
- Number of holders
- 31
- Value change
- +$804,104
- Number of buys
- 10
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
16%
|
2,556,540
|
$22,957,729 | — | 30 Jun 2023 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
14%
|
2,255,318
|
$20,252,000 | — | 30 Jun 2023 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
9.4%
|
1,525,065
|
$13,695,084 | — | 30 Jun 2023 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
7.4%
|
1,196,680
|
$10,752,170 | — | 30 Jun 2023 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.9%
|
313,767
|
$2,817,628 | — | 30 Jun 2023 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.7%
|
273,000
|
$2,451,540 | — | 30 Jun 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.4%
|
220,862
|
$1,983,341 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.6%
|
97,745
|
$878,000 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.39%
|
62,869
|
$564,567 | — | 30 Jun 2023 | |
| CSS LLC/IL |
13F
|
Company |
0.35%
|
56,014
|
$503,006 | — | 30 Jun 2023 | |
| Hudson Portfolio Management LLC |
13F
|
Company |
0.27%
|
43,585
|
$391,393 | — | 30 Jun 2023 | |
| Arnhold LLC |
13F
|
Company |
0.2%
|
32,643
|
$293,134 | — | 30 Jun 2023 | |
| SMITH, MOORE & CO. |
13F
|
Company |
0.15%
|
24,560
|
$220,551 | — | 30 Jun 2023 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.14%
|
23,112
|
$207,546 | — | 30 Jun 2023 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
0.14%
|
23,039
|
$206,890 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.14%
|
22,173
|
$199,114 | — | 30 Jun 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.14%
|
22,162
|
$199,015 | — | 30 Jun 2023 | |
| Sigma Planning Corp |
13F
|
Company |
0.12%
|
19,446
|
$174,632 | — | 30 Jun 2023 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.11%
|
17,264
|
$155,033 | — | 30 Jun 2023 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.1%
|
16,116
|
$144,723 | — | 30 Jun 2023 | |
| FINANCIAL COUNSELORS INC |
13F
|
Company |
0.09%
|
14,668
|
$132,000 | — | 30 Jun 2023 | |
| Christian Zugel |
3/4/5
|
Director |
—
class O/S missing
|
14,170
|
$120,023 | — | 24 Jun 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.08%
|
13,001
|
$116,749 | — | 30 Jun 2023 | |
| ACORN FINANCIAL ADVISORY SERVICES INC /ADV |
13F
|
Company |
0.06%
|
10,462
|
$93,949 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.06%
|
10,019
|
$89,971 | — | 30 Jun 2023 | |
| Richard R. Burt |
3/4/5
|
Director |
—
class O/S missing
|
7,016
|
$59,427 | — | 24 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.03%
|
5,486
|
$49,265 | — | 30 Jun 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
4,034
|
$36,225 | — | 30 Jun 2023 | |
| Holger Hatje |
3/4/5
|
Director |
—
class O/S missing
|
4,000
|
$33,880 | — | 10 Nov 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
3,752
|
$33,690 | — | 30 Jun 2023 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
1,913
|
$17,183 | — | 30 Jun 2023 | |
| HM PAYSON & CO |
13F
|
Company |
0.01%
|
1,551
|
$13,928 | — | 30 Jun 2023 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,373
|
$12,329 | — | 30 Jun 2023 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
983
|
$8,827 | — | 30 Jun 2023 | |
| Walter C. Dostmann |
3/4/5
|
Director |
—
class O/S missing
|
1,017
|
$8,614 | — | 14 Mar 2022 | |
| Kenneth C. Froewiss |
3/4/5
|
Director |
—
class O/S missing
|
961
|
$8,143 | — | 25 Jun 2021 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
314
|
$2,821 | — | 30 Jun 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
229
|
$2,056 | — | 30 Jun 2023 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q3 2023
As of 30 Sep 2023,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,972,094 shares.
The largest 10 holders included
Allspring Global Investments Holdings, LLC, LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Uncommon Cents Investing LLC, GABELLI FUNDS LLC, Shaker Financial Services, LLC, Royal Bank of Canada, CSS LLC/IL, and AQR Arbitrage LLC.
This page lists
31
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
33
Q3 2023 holders
31
Holder diff
-2
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.