NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 8,337,378
- Share change
- -2,158,429
- Total reported value
- $123,500,000
- Price per share
- $14.81
- Number of holders
- 37
- Value change
- -$35,469,119
- Number of buys
- 5
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
14%
|
2,274,274
|
$44,916,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
13%
|
2,142,001
|
$42,304,000 | — | 30 Sep 2021 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
8.5%
|
1,380,841
|
$27,272,000 | — | 30 Sep 2021 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
5.7%
|
917,068
|
$18,085,000 | — | 30 Sep 2021 | |
| Karpus Management, Inc. |
13F
|
Company |
2.1%
|
331,918
|
$6,555,000 | — | 30 Sep 2021 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.7%
|
279,137
|
$5,513,000 | — | 30 Sep 2021 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.6%
|
255,533
|
$5,047,000 | — | 30 Sep 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.4%
|
234,213
|
$4,626,000 | — | 30 Sep 2021 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.64%
|
104,005
|
$2,054,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.56%
|
90,285
|
$1,783,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.31%
|
50,257
|
$993,000 | — | 30 Sep 2021 | |
| Hudson Portfolio Management LLC |
13F
|
Company |
0.29%
|
47,361
|
$935,000 | — | 30 Sep 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.26%
|
42,357
|
$836,000 | — | 30 Sep 2021 | |
| CSS LLC/IL |
13F
|
Company |
0.23%
|
37,180
|
$734,000 | — | 30 Sep 2021 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.15%
|
24,940
|
$493,000 | — | 30 Sep 2021 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.14%
|
23,112
|
$456,000 | — | 30 Sep 2021 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.14%
|
21,951
|
$434,000 | — | 30 Sep 2021 | |
| Arnhold LLC |
13F
|
Company |
0.14%
|
21,933
|
$433,000 | — | 30 Sep 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.11%
|
18,103
|
$358,000 | — | 30 Sep 2021 | |
| SMITH, MOORE & CO. |
13F
|
Company |
0.1%
|
16,502
|
$326,000 | — | 30 Sep 2021 | |
| Dakota Wealth Management |
13F
|
Company |
0.1%
|
15,878
|
$314,000 | — | 30 Sep 2021 | |
| FINANCIAL COUNSELORS INC |
13F
|
Company |
0.09%
|
14,668
|
$290,000 | — | 30 Sep 2021 | |
| Sigma Planning Corp |
13F
|
Company |
0.08%
|
12,985
|
$256,000 | — | 30 Sep 2021 | |
| Black Maple Capital Management LP |
13F
|
Company |
0.07%
|
12,000
|
$237,000 | — | 30 Sep 2021 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.07%
|
11,529
|
$228,000 | — | 30 Sep 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.06%
|
10,075
|
$199,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
8,326
|
$164,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
6,594
|
$131,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
2,883
|
$57,000 | — | 30 Sep 2021 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$35,000 | — | 30 Sep 2021 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.01%
|
1,571
|
$31,000 | — | 30 Sep 2021 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
906
|
$18,000 | — | 30 Sep 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0%
|
678
|
$13,000 | — | 30 Sep 2021 | |
| Kenneth C. Froewiss |
3/4/5
|
Director |
—
class O/S missing
|
961
|
$8,143 | — | 25 Jun 2021 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
314
|
$6,000 | — | 30 Sep 2021 | |
| VALLEY NATIONAL ADVISERS INC |
13F
|
Company |
0%
|
246
|
$5,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
233
|
$5,000 | — | 30 Sep 2021 | |
| Selective Wealth Management, Inc. |
13F
|
Company |
0%
|
80
|
$2,000 | — | 30 Sep 2021 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q4 2021
As of 31 Dec 2021,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,337,378 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, Allspring Global Investments Holdings, LLC, 1607 Capital Partners, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Karpus Management, Inc., GABELLI FUNDS LLC, Uncommon Cents Investing LLC, Shaker Financial Services, LLC, ROYAL BANK OF CANADA, and Cornerstone Advisors, LLC.
This page lists
37
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
37
Q4 2021 holders
37
Holder diff
0
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.