NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 8,434,389
- Share change
- -149,599
- Total reported value
- $170,606,000
- Price per share
- $20.23
- Number of holders
- 35
- Value change
- -$3,022,653
- Number of buys
- 10
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
14%
|
2,300,027
|
$45,471,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
13%
|
2,170,799
|
$42,935,000 | — | 31 Mar 2021 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
9.1%
|
1,473,009
|
$29,121,000 | — | 31 Mar 2021 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
5.4%
|
874,655
|
$17,204,000 | — | 31 Mar 2021 | |
| Karpus Management, Inc. |
13F
|
Company |
3%
|
484,580
|
$9,580,000 | — | 31 Mar 2021 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.7%
|
279,137
|
$5,519,000 | — | 31 Mar 2021 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.5%
|
244,378
|
$4,831,000 | — | 31 Mar 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.4%
|
227,927
|
$4,506,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.56%
|
90,571
|
$1,791,000 | — | 31 Mar 2021 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.36%
|
59,008
|
$1,167,000 | — | 31 Mar 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.31%
|
50,230
|
$993,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.3%
|
49,159
|
$972,000 | — | 31 Mar 2021 | |
| Hudson Portfolio Management LLC |
13F
|
Company |
0.3%
|
48,086
|
$950,000 | — | 31 Mar 2021 | |
| CSS LLC/IL |
13F
|
Company |
0.23%
|
37,180
|
$735,000 | — | 31 Mar 2021 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.14%
|
23,112
|
$457,000 | — | 31 Mar 2021 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.14%
|
22,587
|
$447,000 | — | 31 Mar 2021 | |
| Arnhold LLC |
13F
|
Company |
0.13%
|
20,974
|
$415,000 | — | 31 Mar 2021 | |
| Dakota Wealth Management |
13F
|
Company |
0.11%
|
18,418
|
$364,000 | — | 31 Mar 2021 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.11%
|
18,390
|
$364,000 | — | 31 Mar 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.09%
|
14,898
|
$294,000 | — | 31 Mar 2021 | |
| FINANCIAL COUNSELORS INC |
13F
|
Company |
0.09%
|
14,668
|
$290,000 | — | 31 Mar 2021 | |
| Black Maple Capital Management LP |
13F
|
Company |
0.08%
|
13,000
|
$257,000 | — | 31 Mar 2021 | |
| Sigma Planning Corp |
13F
|
Company |
0.08%
|
12,417
|
$245,000 | — | 31 Mar 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.07%
|
11,970
|
$237,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
7,966
|
$157,000 | — | 31 Mar 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.02%
|
3,985
|
$78,783 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
3,236
|
$64,000 | — | 31 Mar 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.02%
|
2,885
|
$57,000 | — | 31 Mar 2021 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$35,000 | — | 31 Mar 2021 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.01%
|
1,571
|
$31,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
898
|
$19,000 | — | 31 Mar 2021 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
906
|
$18,000 | — | 31 Mar 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0%
|
649
|
$13,000 | — | 31 Mar 2021 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0%
|
593
|
$11,000 | — | 31 Mar 2021 | |
| Kenneth C. Froewiss |
3/4/5
|
Director |
—
class O/S missing
|
961
|
$8,143 | — | 25 Jun 2021 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
314
|
$6,000 | — | 31 Mar 2021 | |
| Selective Wealth Management, Inc. |
13F
|
Company |
0%
|
80
|
$2,000 | — | 31 Mar 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
49
|
$1,000 | — | 31 Mar 2021 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q2 2021
As of 30 Jun 2021,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,434,389 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Karpus Management, Inc., GABELLI FUNDS LLC, Uncommon Cents Investing LLC, Shaker Financial Services, LLC, Cornerstone Advisors, LLC, and ROYAL BANK OF CANADA.
This page lists
35
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
37
Q2 2021 holders
35
Holder diff
-2
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.