NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 8,658,905
- Share change
- +22,523
- Total reported value
- $146,104,000
- Price per share
- $16.88
- Number of holders
- 34
- Value change
- +$487,610
- Number of buys
- 14
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Explore More Reporting Periods
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
14%
|
2,193,784
|
$33,301,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
13%
|
2,116,284
|
$32,125,000 | — | 30 Jun 2020 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
9%
|
1,460,711
|
$22,174,000 | — | 30 Jun 2020 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
6.2%
|
1,000,650
|
$15,225,000 | — | 30 Jun 2020 | |
| Karpus Management, Inc. |
13F
|
Company |
4.4%
|
704,452
|
$10,694,000 | — | 30 Jun 2020 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.7%
|
275,581
|
$4,183,000 | — | 30 Jun 2020 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.4%
|
228,335
|
$3,466,000 | — | 30 Jun 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.2%
|
199,429
|
$3,027,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.58%
|
94,565
|
$1,435,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.28%
|
44,557
|
$676,000 | — | 30 Jun 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.25%
|
39,657
|
$602,000 | — | 30 Jun 2020 | |
| CSS LLC/IL |
13F
|
Company |
0.23%
|
37,127
|
$564,000 | — | 30 Jun 2020 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.19%
|
30,783
|
$467,000 | — | 30 Jun 2020 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.14%
|
23,112
|
$351,000 | — | 30 Jun 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.13%
|
21,046
|
$319,000 | — | 30 Jun 2020 | |
| Dakota Wealth Management |
13F
|
Company |
0.13%
|
20,927
|
$318,000 | — | 30 Jun 2020 | |
| Arnhold LLC |
13F
|
Company |
0.11%
|
18,519
|
$281,000 | — | 30 Jun 2020 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.11%
|
18,390
|
$279,000 | — | 30 Jun 2020 | |
| Matisse Capital |
13F
|
Company |
0.11%
|
18,300
|
$278,000 | — | 30 Jun 2020 | |
| FINANCIAL COUNSELORS INC |
13F
|
Company |
0.09%
|
14,668
|
$223,000 | — | 30 Jun 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.08%
|
13,116
|
$200,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.08%
|
12,347
|
$188,000 | — | 30 Jun 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.07%
|
11,888
|
$180,000 | — | 30 Jun 2020 | |
| Sigma Planning Corp |
13F
|
Company |
0.07%
|
11,213
|
$170,000 | — | 30 Jun 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.07%
|
10,737
|
$163,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
7,170
|
$109,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
1,801
|
$27,000 | — | 30 Jun 2020 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$27,000 | — | 30 Jun 2020 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.01%
|
1,571
|
$24,000 | — | 30 Jun 2020 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
906
|
$14,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
700
|
$10,000 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0%
|
653
|
$10,000 | — | 30 Jun 2020 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0%
|
648
|
$10,000 | — | 30 Jun 2020 | |
| Financial Advantage, Inc. |
13F
|
Company |
0%
|
506
|
$7,000 | — | 30 Jun 2020 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
314
|
$5,000 | — | 30 Jun 2020 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0%
|
120
|
$2,000 | — | 30 Jun 2020 | |
| Selective Wealth Management, Inc. |
13F
|
Company |
0%
|
80
|
$1,000 | — | 30 Jun 2020 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
36
|
$1,000 | — | 30 Jun 2020 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q3 2020
As of 30 Sep 2020,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,658,905 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Karpus Management, Inc., GABELLI FUNDS LLC, Uncommon Cents Investing LLC, Shaker Financial Services, LLC, ROYAL BANK OF CANADA, and BANK OF AMERICA CORP /DE/.
This page lists
34
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
39
Q3 2020 holders
34
Holder diff
-5
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.