NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 8,080,894
- Share change
- -54,930
- Total reported value
- $147,083,000
- Price per share
- $18.20
- Number of holders
- 34
- Value change
- -$1,072,641
- Number of buys
- 14
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
15%
|
2,405,591
|
$43,877,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
12%
|
2,006,611
|
$36,601,000 | — | 30 Jun 2018 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
6.4%
|
1,040,832
|
$18,985,000 | — | 30 Jun 2018 | |
| Karpus Management, Inc. |
13F
|
Company |
4.6%
|
741,004
|
$13,397,000 | — | 30 Jun 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
3%
|
483,064
|
$8,814,000 | — | 30 Jun 2018 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.6%
|
263,027
|
$4,798,000 | — | 30 Jun 2018 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.5%
|
239,670
|
$4,372,000 | — | 30 Jun 2018 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.2%
|
201,872
|
$3,682,000 | — | 30 Jun 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
1%
|
162,761
|
$2,969,000 | — | 30 Jun 2018 | |
| Advisory Alpha, LLC |
13F
|
Company |
0.62%
|
99,894
|
$1,890,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.58%
|
93,100
|
$1,698,000 | — | 30 Jun 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.43%
|
69,049
|
$1,259,000 | — | 30 Jun 2018 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.42%
|
67,638
|
$1,233,000 | — | 30 Jun 2018 | |
| CSS LLC/IL |
13F
|
Company |
0.26%
|
42,338
|
$772,000 | — | 30 Jun 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.22%
|
35,550
|
$649,000 | — | 30 Jun 2018 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.19%
|
31,085
|
$567,000 | — | 30 Jun 2018 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.13%
|
21,468
|
$392,000 | — | 30 Jun 2018 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.13%
|
20,242
|
$369,000 | — | 30 Jun 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.1%
|
15,718
|
$287,000 | — | 30 Jun 2018 | |
| Arnhold LLC |
13F
|
Company |
0.09%
|
14,698
|
$268,000 | — | 30 Jun 2018 | |
| Curi Capital, LLC |
13F
|
Company |
0.09%
|
14,525
|
$265,000 | — | 30 Jun 2018 | |
| BRINKER CAPITAL INC |
13F
|
Company |
0.09%
|
14,110
|
$257,000 | — | 30 Jun 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.08%
|
12,678
|
$231,000 | — | 30 Jun 2018 | |
| Sigma Planning Corp |
13F
|
Company |
0.08%
|
12,669
|
$231,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.07%
|
11,416
|
$208,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
0.04%
|
6,377
|
$117,000 | — | 30 Jun 2018 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.02%
|
4,000
|
$73,000 | — | 30 Jun 2018 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$33,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,416
|
$25,000 | — | 30 Jun 2018 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
906
|
$17,000 | — | 30 Jun 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
389
|
$7,000 | — | 30 Jun 2018 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
314
|
$6,000 | — | 30 Jun 2018 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
30
|
$2,000 | — | 30 Jun 2018 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q3 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.