NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)

CUSIP: 644465106

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class
Equity / Common Shares, $0.001 par value
Shares outstanding
16,180,443
Total 13F shares
8,080,894
Share change
-54,930
Total reported value
$147,083,000
Price per share
$18.20
Number of holders
34
Value change
-$1,072,641
Number of buys
14
Number of sells
14

Quarterly Holders Quick Answers

What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
LAZARD ASSET MANAGEMENT LLC
13F
Company
15%
2,405,591
$43,877,000 30 Jun 2018
13F
WELLS FARGO & COMPANY/MN
13F
Company
12%
2,006,611
$36,601,000 30 Jun 2018
13F
1607 Capital Partners, LLC
13F
Company
6.4%
1,040,832
$18,985,000 30 Jun 2018
13F
Karpus Management, Inc.
13F
Company
4.6%
741,004
$13,397,000 30 Jun 2018
13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
Company
3%
483,064
$8,814,000 30 Jun 2018
13F
GABELLI FUNDS LLC
13F
Company
1.6%
263,027
$4,798,000 30 Jun 2018
13F
Uncommon Cents Investing LLC
13F
Company
1.5%
239,670
$4,372,000 30 Jun 2018
13F
Shaker Financial Services, LLC
13F
Company
1.2%
201,872
$3,682,000 30 Jun 2018
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
1%
162,761
$2,969,000 30 Jun 2018
13F
Advisory Alpha, LLC
13F
Company
0.62%
99,894
$1,890,000 30 Jun 2018
13F
ROYAL BANK OF CANADA
13F
Company
0.58%
93,100
$1,698,000 30 Jun 2018
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.43%
69,049
$1,259,000 30 Jun 2018
13F
CORNERSTONE ADVISORS INC
13F
Company
0.42%
67,638
$1,233,000 30 Jun 2018
13F
CSS LLC/IL
13F
Company
0.26%
42,338
$772,000 30 Jun 2018
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
0.22%
35,550
$649,000 30 Jun 2018
13F
Relative Value Partners Group, LLC
13F
Company
0.19%
31,085
$567,000 30 Jun 2018
13F
GAMCO INVESTORS, INC. ET AL
13F
Company
0.13%
21,468
$392,000 30 Jun 2018
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
0.13%
20,242
$369,000 30 Jun 2018
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
0.1%
15,718
$287,000 30 Jun 2018
13F
Arnhold LLC
13F
Company
0.09%
14,698
$268,000 30 Jun 2018
13F
Curi Capital, LLC
13F
Company
0.09%
14,525
$265,000 30 Jun 2018
13F
BRINKER CAPITAL INC
13F
Company
0.09%
14,110
$257,000 30 Jun 2018
13F
NORTHERN TRUST CORP
13F
Company
0.08%
12,678
$231,000 30 Jun 2018
13F
Sigma Planning Corp
13F
Company
0.08%
12,669
$231,000 30 Jun 2018
13F
MORGAN STANLEY
13F
Company
0.07%
11,416
$208,000 30 Jun 2018
13F
UBS Group AG
13F
Company
0.04%
6,377
$117,000 30 Jun 2018
13F
Steward Partners Investment Advisory, LLC
13F
Company
0.02%
4,000
$73,000 30 Jun 2018
13F
Tradewinds Capital Management, LLC
13F
Company
0.01%
1,782
$33,000 30 Jun 2018
13F
Advisor Group, Inc.
13F
Company
0.01%
1,416
$25,000 30 Jun 2018
13F
North Star Investment Management Corp.
13F
Company
0.01%
906
$17,000 30 Jun 2018
13F
Tower Research Capital LLC (TRC)
13F
Company
0%
389
$7,000 30 Jun 2018
13F
Allworth Financial LP
13F
Company
0%
314
$6,000 30 Jun 2018
13F
Winslow, Evans & Crocker, Inc.
13F
Company
0%
30
$2,000 30 Jun 2018
13F

Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q3 2018

As of 30 Sep 2018, NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by 34 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 8,080,894 shares. The largest 10 holders included LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, Karpus Management, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, GABELLI FUNDS LLC, Uncommon Cents Investing LLC, Shaker Financial Services, LLC, Thomas J. Herzfeld Advisors, Inc., and ROYAL BANK OF CANADA. This page lists 34 institutional shareholders reporting positions in this security for the Q3 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2018 vs Q2 2018 Across Filers

Q2 2018 holders
33
Q3 2018 holders
34
Holder diff
1
Investor Q2 2018 Shares Q3 2018 Shares Share Diff Share Chg % Q2 2018 Value $ Q3 2018 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.