NEUROONE MEDICAL TECHNOLOGIES Corp - Common Stock (NMTC)

CUSIP: 64130M209

Q3 2021 13F Holders as of 30 Sep 2021

Holder snapshot 6 signals
Share change
+20,863
SEC-reported price per share
$3.94
Number of holders
6
Value change
-$398,000
Number of buys
4
Number of sells
1
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
8,477,622

Security key

64130M209

Report period

Q3 2021

Institutions

6

Top holders

6

Ownership snapshot

Top reported holders of NMTC - NEUROONE MEDICAL TECHNOLOGIES Corp - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Mayo Clinic
Disclosed value leader
AWM Investment Company, Inc.
Comparable rows
3/4
Latest evidence
30 Jun 2021
13F Lead comparable stake: 2.1% 1 rows are not safely comparable across share classes.

Quick read

Mayo Clinic leads the comparable SEC ownership view at 2.1%.

3 of 4 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Mayo Clinic's linked filing trail.
Comparable ownership Top 3
Mayo Clinic 2.1%
Baker Avenue Asset Management, LP 2.1%
PREMIER ASSET MANAGEMENT LLC 0.59%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-4 of 4 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Mayo Clinic
13F
Company
13F
2.1%
$1,205
181,754 shares
30 Jun 2021
Baker Avenue Asset Management, LP
13F
Company
13F
2.1%
$1,189,000
179,370 shares
30 Jun 2021
PREMIER ASSET MANAGEMENT LLC
13F
Company
13F
0.59%
$332,000
50,000 shares
30 Jun 2021
AWM Investment Company, Inc.
13F
Company
13F
class O/S missing
$6,630,000
1,000,001 shares
30 Jun 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
6
Shares
250,733
Rows available
6
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders
3
Q3 2021 holders
6
Holder diff
3
Investor Q2 2021 Shares Q3 2021 Shares Share Diff Share Chg % Q2 2021 value Q3 2021 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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