Security key
64128C106
Neuberger High Yield Strategies Fund Inc. - Common Stock (NHS)
CUSIP: 64128C106
Q4 2021 13F Holders as of 31 Dec 2021
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 1,875,310
- Total 13F value
- $23,310,000
- Share change
- +4,830
- SEC-reported price per share
- $12.43
- Number of holders
- 39
- Value change
- +$48,144
- Number of buys
- 16
- Number of sells
- 17
- Shares outstanding
- 41,903,462
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2021
Institutions
39
Top holders
10
NHS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2022
Previous quarter: Q3 2021
Neuberger High Yield Strategies Fund Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 64128C106
Recent filing periods:
Ownership snapshot
Top reported holders of NHS - Neuberger High Yield Strategies Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
GUGGENHEIM CAPITAL LLC
Disclosed value leader
GUGGENHEIM CAPITAL LLC
Comparable rows
15/15
Latest evidence
30 Sep 2021
13F
Lead comparable stake: 1%
Showing 1-6 of 15 holder rows.
Quick read
GUGGENHEIM CAPITAL LLC leads the comparable SEC ownership view at 1%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens GUGGENHEIM CAPITAL LLC's linked filing trail.
Comparable ownership
Top 5
GUGGENHEIM CAPITAL LLC
1%
MORGAN STANLEY
0.59%
LPL Financial LLC
0.56%
Invesco Ltd.
0.41%
Uncommon Cents Investing LLC
0.27%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
1%
|
$5,297,000
418,041 shares
|
— | 30 Sep 2021 |
| MORGAN STANLEY |
13F
Company
|
0.59%
|
$3,115,000
245,859 shares
|
— | 30 Sep 2021 |
| LPL Financial LLC |
13F
Company
|
0.56%
|
$2,956,000
233,327 shares
|
— | 30 Sep 2021 |
| Invesco Ltd. |
13F
Company
|
0.41%
|
$2,170,000
171,300 shares
|
— | 30 Sep 2021 |
| Uncommon Cents Investing LLC |
13F
Company
|
0.27%
|
$1,449,000
114,335 shares
|
— | 30 Sep 2021 |
| Advisors Asset Management, Inc. |
13F
Company
|
0.22%
|
$1,174,000
92,644 shares
|
— | 30 Sep 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
39
Shares
1,875,310
Rows available
39
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
36
Q4 2021 holders
39
Holder diff
3
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 value | Q4 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend