Security key
64128C106
Neuberger High Yield Strategies Fund Inc. - Common Stock (NHS)
CUSIP: 64128C106
Q3 2020 13F Holders as of 30 Sep 2020
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 7,437,139
- Total 13F value
- $82,486,000
- Share change
- -34,710
- SEC-reported price per share
- $11.09
- Number of holders
- 39
- Value change
- -$336,786
- Number of buys
- 11
- Number of sells
- 19
- Shares outstanding
- 41,903,462
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2020
Institutions
39
Top holders
10
NHS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2020
Previous quarter: Q2 2020
Neuberger High Yield Strategies Fund Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 64128C106
Recent filing periods:
Ownership snapshot
Top reported holders of NHS - Neuberger High Yield Strategies Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Saba Capital Management, ...
Disclosed value leader
Saba Capital Management, ...
Comparable rows
15/15
Latest evidence
30 Jun 2020
13F
Lead comparable stake: 12%
Showing 1-6 of 15 holder rows.
Quick read
Saba Capital Management, L.P. leads the comparable SEC ownership view at 12%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Saba Capital Management, L.P.'s linked filing trail.
Comparable ownership
Top 5
Saba Capital Management, L.P.
12%
RIVERNORTH CAPITAL MANAGEMENT, LLC
1.6%
GUGGENHEIM CAPITAL LLC
0.77%
MORGAN STANLEY
0.54%
AEGON USA Investment Management, LLC
0.43%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
Company
|
12%
|
$50,455,000
4,874,870 shares
|
— | 30 Jun 2020 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
1.6%
|
$7,086,000
684,626 shares
|
— | 30 Jun 2020 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
0.77%
|
$3,359,000
324,538 shares
|
— | 30 Jun 2020 |
| MORGAN STANLEY |
13F
Company
|
0.54%
|
$2,331,000
225,235 shares
|
— | 30 Jun 2020 |
| AEGON USA Investment Management, LLC |
13F
Company
|
0.43%
|
$1,852,000
178,984 shares
|
— | 30 Jun 2020 |
| LPL Financial LLC |
13F
Company
|
0.36%
|
$1,567,000
151,436 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
39
Shares
7,437,139
Rows available
39
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
39
Q3 2020 holders
39
Holder diff
0
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend