NeuroPace Inc - Common Stock, $0.01 par value (NPCE)
CUSIP: 641288105
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock, $0.01 par value
- Shares outstanding
- 34,087,924
- Total 13F shares
- 11,190,051
- Share change
- +200,439
- Total reported value
- $177,393,000
- Price per share
- $15.85
- Number of holders
- 39
- Value change
- +$509,015
- Number of buys
- 17
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 641288105?
CUSIP 641288105 identifies NPCE - NeuroPace Inc - Common Stock, $0.01 par value in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 641288105:
Top shareholders of NPCE - NeuroPace Inc - Common Stock, $0.01 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| ORBIMED ADVISORS LLC |
13F
|
Company |
12%
|
4,012,281
|
$95,452,000 | — | 30 Jun 2021 | |
| Soleus Capital Management, L.P. |
13F
|
Company |
4.1%
|
1,384,387
|
$32,935,000 | — | 30 Jun 2021 | |
| FMR LLC |
13F
|
Company |
3.1%
|
1,060,059
|
$25,219,000 | — | 30 Jun 2021 | |
| Bellevue Group AG |
13F
|
Company |
1.5%
|
507,930
|
$12,084,000 | — | 30 Jun 2021 | |
| PICTET ASSET MANAGEMENT LTD |
13F
|
Company |
1.4%
|
485,964
|
$11,561,000 | — | 30 Jun 2021 | |
| SECTORAL ASSET MANAGEMENT INC |
13F
|
Company |
1.4%
|
471,966
|
$11,228,000 | — | 30 Jun 2021 | |
| KORNITZER CAPITAL MANAGEMENT INC /KS |
13F
|
Company |
1.3%
|
453,012
|
$10,777,000 | — | 30 Jun 2021 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
1.2%
|
402,754
|
$9,582,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.98%
|
334,495
|
$7,959,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.86%
|
291,976
|
$6,946,000 | — | 30 Jun 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.75%
|
254,238
|
$6,048,000 | — | 30 Jun 2021 | |
| LORD, ABBETT & CO. LLC |
13F
|
Company |
0.73%
|
247,368
|
$5,885,000 | — | 30 Jun 2021 | |
| PURA VIDA INVESTMENTS, LLC |
13F
|
Company |
0.67%
|
229,264
|
$5,454,000 | — | 30 Jun 2021 | |
| Nantahala Capital Management, LLC |
13F
|
Company |
0.43%
|
147,404
|
$3,507,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.33%
|
110,980
|
$2,640,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
0.21%
|
72,806
|
$1,732,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.21%
|
71,277
|
$1,696,000 | — | 30 Jun 2021 | |
| NORGES BANK |
13F
|
Company |
0.17%
|
58,000
|
$1,380,000 | — | 30 Jun 2021 | |
| Johnson & Johnson Innovation - JJDC, Inc. |
13F
|
Company |
0.16%
|
55,435
|
$1,319,000 | — | 30 Jun 2021 | |
| Ghisallo Capital Management LLC |
13F
|
Company |
0.15%
|
49,999
|
$1,189,000 | — | 30 Jun 2021 | |
| Avidity Partners Management LP |
13F
|
Company |
0.12%
|
40,000
|
$952,000 | — | 30 Jun 2021 | |
| CAAS CAPITAL MANAGEMENT LP |
13F
|
Company |
0.12%
|
40,000
|
$952,000 | — | 30 Jun 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.05%
|
17,448
|
$416,000 | — | 30 Jun 2021 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.04%
|
14,939
|
$355,000 | — | 30 Jun 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.03%
|
11,499
|
$274,000 | — | 30 Jun 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.03%
|
11,008
|
$262,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.03%
|
10,221
|
$243,000 | — | 30 Jun 2021 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.03%
|
9,587
|
$228,000 | — | 30 Jun 2021 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.03%
|
9,037
|
$215,000 | — | 30 Jun 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.02%
|
7,993
|
$191,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
7,592
|
$181,000 | — | 30 Jun 2021 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.02%
|
6,000
|
$143,000 | — | 30 Jun 2021 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
4,133
|
$98,000 | — | 30 Jun 2021 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
3,902
|
$93,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,563
|
$61,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
2,037
|
$48,000 | — | 30 Jun 2021 | |
| STRS OHIO |
13F
|
Company |
0%
|
1,600
|
$38,000 | — | 30 Jun 2021 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,343
|
$32,000 | — | 30 Jun 2021 | |
| Legal & General Group Plc |
13F
|
Company |
0%
|
730
|
$17,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
700
|
$17,000 | — | 30 Jun 2021 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
0%
|
546
|
$13,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
477
|
$11,000 | — | 30 Jun 2021 | |
| BerganKDV Wealth Management, LLC |
13F
|
Company |
0%
|
420
|
$10,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
331
|
$8,000 | — | 30 Jun 2021 | |
| Evan Norton |
3/4/5
|
Director |
—
class O/S missing
|
21,698
|
— | — | 21 Apr 2021 |
Institutional Holders of NeuroPace Inc - Common Stock, $0.01 par value (NPCE) as of Q3 2021
As of 30 Sep 2021,
NeuroPace Inc - Common Stock, $0.01 par value (NPCE) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,190,051 shares.
The largest 10 holders included
ORBIMED ADVISORS LLC, Soleus Capital Management, L.P., FMR LLC, PICTET ASSET MANAGEMENT SA, AMERICAN CENTURY COMPANIES INC, Bellevue Group AG, KORNITZER CAPITAL MANAGEMENT INC /KS, Sectoral Asset Management Inc, LORD, ABBETT & CO. LLC, and BlackRock Inc..
This page lists
39
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
44
Q3 2021 holders
39
Holder diff
-5
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.