Security key
64051M709
Neonode Inc. - COMMON STOCK, PAR VALUE $0.001 PER SHARE (NEON)
CUSIP: 64051M709
Q1 2021 13F Holders as of 31 Mar 2021
- Security type / class
- Equity / COMMON STOCK, PAR VALUE $0.001 PER SHARE
- Total 13F shares
- 943,148
- Total 13F value
- $8,837,000
- Share change
- -197,231
- SEC-reported price per share
- $9.37
- Number of holders
- 9
- Value change
- -$1,686,319
- Number of buys
- 4
- Number of sells
- 7
- Shares outstanding
- 16,792,359
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2021
Institutions
9
Top holders
9
NEON full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2021
Previous quarter: Q4 2020
Neonode Inc. SEC filings
Neonode Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 64051M709
Recent filing periods:
Ownership snapshot
Top reported holders of NEON - Neonode Inc. - COMMON STOCK, PAR VALUE $0.001 PER SHARE (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
AWM Investment Company, Inc.
Disclosed value leader
AWM Investment Company, Inc.
Comparable rows
13/14
Latest evidence
31 Dec 2020
13F
3/4/5
Lead comparable stake: 2.7%
1 rows are not safely comparable across share classes.
Showing 1-6 of 14 holder rows.
Quick read
AWM Investment Company, Inc. leads the comparable SEC ownership view at 2.7%.
13 of 14 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens AWM Investment Company, Inc.'s linked filing trail.
Comparable ownership
Top 5
AWM Investment Company, Inc.
2.7%
COOPER CREEK PARTNERS MANAGEMENT LLC
2.3%
BlackRock Finance, Inc.
0.58%
VANGUARD GROUP INC
0.32%
CVI Holdings, LLC
0.25%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 14 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| AWM Investment Company, Inc. |
13F
Company
|
2.7%
|
$3,082,000
456,620 shares
|
— | 31 Dec 2020 |
| COOPER CREEK PARTNERS MANAGEMENT LLC |
13F
Company
|
2.3%
|
$2,623,000
388,590 shares
|
— | 31 Dec 2020 |
| BlackRock Finance, Inc. |
13F
Company
|
0.58%
|
$652,000
96,560 shares
|
— | 31 Dec 2020 |
| VANGUARD GROUP INC |
13F
Company
|
0.32%
|
$359,000
53,102 shares
|
— | 31 Dec 2020 |
| CVI Holdings, LLC |
13F
Company
|
0.25%
|
$286,000
42,372 shares
|
— | 31 Dec 2020 |
| RENAISSANCE TECHNOLOGIES LLC |
13F
Company
|
0.23%
|
$263,000
38,900 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
9
Shares
943,148
Rows available
9
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
13
Q1 2021 holders
9
Holder diff
-4
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 value | Q1 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend