Security key
64051M402
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 9,747,279
- Total 13F value
- $17,936,000
- Share change
- -435,403
- SEC-reported price per share
- $1.84
- Number of holders
- 24
- Value change
- -$539,725
- Number of buys
- 7
- Number of sells
- 13
Report period
Q4 2016
Institutions
24
Top holders
10
NEON full security history
Ownership snapshot
Full 13F holder table
Neonode Inc. SEC filings
Neonode Inc. company facts
Broader feeds
Ownership snapshot
Top reported holders of NEON - NEONODE INC - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
AWM Investment Company, Inc.
Disclosed value leader
AWM Investment Company, Inc.
Comparable rows
0/15
Latest evidence
30 Sep 2016
13F
Highest disclosed value: $5,028,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
AWM Investment Company, Inc. has the largest disclosed position value at $5.03M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens AWM Investment Company, Inc.'s linked filing trail.
Disclosed position value
Top 5
AWM Investment Company, Inc.
$5.03M
ROYCE & ASSOCIATES LP
$2.37M
VANGUARD GROUP INC
$1.64M
BlackRock Institutional Trust Com...
$1.14M
Laurion Capital Management LP
$353K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| AWM Investment Company, Inc. |
13F
Company
|
—
denominator unverified
|
$5,028,000
4,410,539 shares
|
— | 30 Sep 2016 |
| ROYCE & ASSOCIATES LP |
13F
Company
|
—
denominator unverified
|
$2,374,000
2,082,039 shares
|
— | 30 Sep 2016 |
| VANGUARD GROUP INC |
13F
Company
|
—
denominator unverified
|
$1,643,000
1,440,842 shares
|
— | 30 Sep 2016 |
| BlackRock Institutional Trust Company, N.A. |
13F
Company
|
—
denominator unverified
|
$1,140,000
999,935 shares
|
— | 30 Sep 2016 |
| Laurion Capital Management LP |
13F
Company
|
—
denominator unverified
|
$353,000
309,911 shares
|
— | 30 Sep 2016 |
| Lincoln Capital LLC |
13F
Company
|
—
denominator unverified
|
$206,000
180,350 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
24
Shares
9,747,279
Rows available
24
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
29
Q4 2016 holders
24
Holder diff
-5
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|