Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF)
CUSIP: 617468103
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Mutual Fund COM
- Shares outstanding
- 16,852,229
- Total 13F shares
- 14,197,262
- Share change
- +614,665
- Total reported value
- $314,521,215
- Price per share
- $22.15
- Number of holders
- 43
- Value change
- +$14,114,865
- Number of buys
- 18
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 617468103?
CUSIP 617468103 identifies CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 617468103:
Top shareholders of CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
25%
|
4,216,405
|
$89,050,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
18%
|
3,058,738
|
$64,600,000 | — | 30 Sep 2020 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
17%
|
2,817,338
|
$59,502,000 | — | 30 Sep 2020 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
9.3%
|
1,564,968
|
$33,052,000 | — | 30 Sep 2020 | |
| Matisse Capital |
13F
|
Company |
3.3%
|
559,149
|
$11,809,000 | — | 30 Sep 2020 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
2%
|
332,053
|
$7,013,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.99%
|
166,661
|
$3,520,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.79%
|
133,092
|
$2,811,000 | — | 30 Sep 2020 | |
| Oasis Management Co Ltd. |
13F
|
Company |
0.66%
|
111,885
|
$2,363,000 | — | 30 Sep 2020 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.53%
|
88,967
|
$1,879,000 | — | 30 Sep 2020 | |
| Global Endowment Management, LP |
13F
|
Company |
0.51%
|
86,500
|
$1,827,000 | — | 30 Sep 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.29%
|
48,721
|
$1,029,000 | — | 30 Sep 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.27%
|
45,568
|
$962,000 | — | 30 Sep 2020 | |
| STRS OHIO |
13F
|
Company |
0.19%
|
31,442
|
$664,000 | — | 30 Sep 2020 | |
| Walleye Capital LLC |
13F
|
Company |
0.17%
|
27,905
|
$589,000 | — | 30 Sep 2020 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.16%
|
27,573
|
$582,000 | — | 30 Sep 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.14%
|
23,471
|
$496,000 | — | 30 Sep 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.12%
|
20,574
|
$434,000 | — | 30 Sep 2020 | |
| Aberdeen Group plc |
13F
|
Company |
0.12%
|
20,450
|
$432,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.11%
|
18,403
|
$389,000 | — | 30 Sep 2020 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.1%
|
16,095
|
$340,000 | — | 30 Sep 2020 | |
| Walleye Trading LLC |
13F
|
Company |
0.08%
|
12,935
|
$273,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.07%
|
12,397
|
$262,000 | — | 30 Sep 2020 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
0.06%
|
9,550
|
$202,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
9,143
|
$193,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.04%
|
6,499
|
$138,000 | — | 30 Sep 2020 | |
| Main Management LLC |
13F
|
Company |
0.03%
|
5,000
|
$106,000 | — | 30 Sep 2020 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.03%
|
5,000
|
$106,000 | — | 30 Sep 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.02%
|
3,255
|
$68,000 | — | 30 Sep 2020 | |
| BARCLAYS PLC |
13F
|
Company |
0.01%
|
1,819
|
$47,000 | — | 30 Sep 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
1,124
|
$24,000 | — | 30 Sep 2020 | |
| JBF Capital, Inc. |
13F
|
Company |
0.01%
|
1,000
|
$21,000 | — | 30 Sep 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
700
|
$15,000 | — | 30 Sep 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
500
|
$10,000 | — | 30 Sep 2020 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
0%
|
400
|
$8,000 | — | 30 Sep 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
262
|
$6,000 | — | 30 Sep 2020 | |
| QUANTUM CAPITAL MANAGEMENT |
13F
|
Company |
0%
|
266
|
$5,000 | — | 30 Sep 2020 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
200
|
$4,000 | — | 30 Sep 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0%
|
100
|
$2,112 | — | 30 Sep 2020 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
102
|
$2,000 | — | 30 Sep 2020 | |
| TOTH FINANCIAL ADVISORY CORP |
13F
|
Company |
0%
|
100
|
$2,000 | — | 30 Sep 2020 | |
| Truvestments Capital LLC |
13F
|
Company |
0%
|
75
|
$2,000 | — | 30 Sep 2020 |
Institutional Holders of Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) as of Q4 2020
As of 31 Dec 2020,
Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,197,262 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, 1607 Capital Partners, LLC, Matisse Capital, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, Proficio Capital Partners LLC, Quantedge Capital Pte Ltd, and Global Endowment Management, LP.
This page lists
43
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
40
Q4 2020 holders
43
Holder diff
3
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.