Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF)
CUSIP: 617468103
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Mutual Fund COM
- Shares outstanding
- 16,852,229
- Total 13F shares
- 11,403,296
- Share change
- +427,637
- Total reported value
- $247,631,172
- Price per share
- $21.72
- Number of holders
- 39
- Value change
- +$9,312,631
- Number of buys
- 14
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 617468103?
CUSIP 617468103 identifies CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 617468103:
Top shareholders of CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
23%
|
3,903,420
|
$79,863,000 | — | 30 Sep 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
16%
|
2,766,621
|
$56,633,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
10%
|
1,730,352
|
$35,403,000 | — | 30 Sep 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
8.3%
|
1,394,268
|
$28,527,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.1%
|
347,456
|
$7,109,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.95%
|
159,528
|
$3,264,000 | — | 30 Sep 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.28%
|
46,598
|
$953,000 | — | 30 Sep 2019 | |
| Global Endowment Management, LP |
13F
|
Company |
0.24%
|
40,000
|
$818,000 | — | 30 Sep 2019 | |
| Aberdeen Group plc |
13F
|
Company |
0.2%
|
34,500
|
$706,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.18%
|
30,619
|
$621,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.16%
|
26,479
|
$542,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.16%
|
26,145
|
$535,000 | — | 30 Sep 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.15%
|
25,758
|
$527,000 | — | 30 Sep 2019 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.15%
|
24,458
|
$500,000 | — | 30 Sep 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.14%
|
24,074
|
$492,000 | — | 30 Sep 2019 | |
| DAVENPORT & Co LLC |
13F
|
Company |
0.11%
|
18,950
|
$412,000 | — | 30 Sep 2019 | |
| DORCHESTER WEALTH MANAGEMENT Co |
13F
|
Company |
0.1%
|
17,475
|
$358,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
14,999
|
$307,000 | — | 30 Sep 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.07%
|
12,547
|
$256,000 | — | 30 Sep 2019 | |
| Walleye Capital LLC |
13F
|
Company |
0.07%
|
12,470
|
$255,000 | — | 30 Sep 2019 | |
| Walleye Trading LLC |
13F
|
Company |
0.07%
|
11,981
|
$245,000 | — | 30 Sep 2019 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
0.07%
|
11,815
|
$241,000 | — | 30 Sep 2019 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.03%
|
5,710
|
$116,000 | — | 30 Sep 2019 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.03%
|
5,000
|
$102,000 | — | 30 Sep 2019 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.02%
|
3,000
|
$61,000 | — | 30 Sep 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.02%
|
2,541
|
$52,000 | — | 30 Sep 2019 | |
| Rehmann Capital Advisory Group |
13F
|
Company |
0.01%
|
2,273
|
$46,505 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,214
|
$45,000 | — | 30 Sep 2019 | |
| BARCLAYS PLC |
13F
|
Company |
0.01%
|
1,819
|
$37,000 | — | 30 Sep 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
1,418
|
$31,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,392
|
$28,000 | — | 30 Sep 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,100
|
$23,000 | — | 30 Sep 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
700
|
$14,000 | — | 30 Sep 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
500
|
$10,000 | — | 30 Sep 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0%
|
438
|
$9,000 | — | 30 Sep 2019 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
0%
|
400
|
$8,000 | — | 30 Sep 2019 | |
| Cutler Group LLC / CA |
13F
|
Company |
0%
|
400
|
$8,000 | — | 30 Sep 2019 | |
| QUANTUM CAPITAL MANAGEMENT |
13F
|
Company |
0%
|
266
|
$5,000 | — | 30 Sep 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0%
|
100
|
$2,046 | — | 30 Sep 2019 | |
| Truvestments Capital LLC |
13F
|
Company |
0%
|
75
|
$2,000 | — | 30 Sep 2019 |
Institutional Holders of Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) as of Q4 2019
As of 31 Dec 2019,
Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,403,296 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, BANK OF AMERICA CORP /DE/, Cornerstone Advisors, LLC, MORGAN STANLEY, BFAM Partners (Cayman) Ltd, WOLVERINE ASSET MANAGEMENT LLC, and FIRST TRUST ADVISORS LP.
This page lists
39
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
40
Q4 2019 holders
39
Holder diff
-1
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.