Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF)
CUSIP: 617468103
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Mutual Fund COM
- Shares outstanding
- 16,852,229
- Total 13F shares
- 9,175,109
- Share change
- -1,988,081
- Total reported value
- $171,692,335
- Price per share
- $18.70
- Number of holders
- 51
- Value change
- -$35,563,829
- Number of buys
- 24
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 617468103?
CUSIP 617468103 identifies CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 617468103:
Top shareholders of CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
24%
|
4,125,015
|
$73,672,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
7.7%
|
1,293,174
|
$23,097,000 | — | 30 Jun 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
4.5%
|
750,000
|
$13,395,000 | — | 30 Jun 2016 | |
| EnTrustPermal Management LLC |
13F
|
Company |
3.9%
|
662,522
|
$11,833,000 | — | 30 Jun 2016 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
3.8%
|
646,932
|
$11,554,000 | — | 30 Jun 2016 | |
| Oasis Management Co Ltd. |
13F
|
Company |
3.1%
|
520,550
|
$9,297,000 | — | 30 Jun 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.6%
|
433,757
|
$7,747,000 | — | 30 Jun 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
2.3%
|
383,841
|
$6,855,000 | — | 30 Jun 2016 | |
| ALTFEST L J & CO INC |
13F
|
Company |
2.2%
|
363,634
|
$6,495,000 | — | 30 Jun 2016 | |
| ABERDEEN ASSET MANAGEMENT PLC/UK |
13F
|
Company |
2%
|
343,794
|
$6,140,000 | — | 30 Jun 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
1.7%
|
294,093
|
$5,253,000 | — | 30 Jun 2016 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
1.2%
|
210,022
|
$3,751,000 | — | 30 Jun 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.91%
|
153,178
|
$2,742,000 | — | 30 Jun 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.83%
|
140,464
|
$2,509,000 | — | 30 Jun 2016 | |
| Matisse Capital |
13F
|
Company |
0.71%
|
120,465
|
$2,152,000 | — | 30 Jun 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.61%
|
102,276
|
$1,772,000 | — | 30 Jun 2016 | |
| AMICA MUTUAL INSURANCE CO |
13F
|
Company |
0.44%
|
74,857
|
$1,337,000 | — | 30 Jun 2016 | |
| Karpus Management, Inc. |
13F
|
Company |
0.32%
|
53,489
|
$955,000 | — | 30 Jun 2016 | |
| MISSION WEALTH MANAGEMENT, LP |
13F
|
Company |
5.5%
|
930,106
|
$930,000 | — | 30 Jun 2016 | |
| AMICA PENSION FUND BOARD OF TRUSTEES |
13F
|
Company |
0.3%
|
50,644
|
$905,000 | — | 30 Jun 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.25%
|
42,694
|
$763,000 | — | 30 Jun 2016 | |
| Global Endowment Management, LP |
13F
|
Company |
0.24%
|
40,000
|
$714,000 | — | 30 Jun 2016 | |
| DAVENPORT & Co LLC |
13F
|
Company |
0.23%
|
39,200
|
$700,112 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.23%
|
38,494
|
$688,000 | — | 30 Jun 2016 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.21%
|
35,100
|
$627,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.18%
|
29,692
|
$530,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.17%
|
29,346
|
$524,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.14%
|
23,254
|
$415,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.13%
|
22,201
|
$392,000 | — | 30 Jun 2016 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.11%
|
19,013
|
$340,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.1%
|
16,867
|
$301,000 | — | 30 Jun 2016 | |
| Rehmann Capital Advisory Group |
13F
|
Company |
0.1%
|
16,413
|
$293,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
10,304
|
$184,000 | — | 30 Jun 2016 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
0.06%
|
9,880
|
$176,000 | — | 30 Jun 2016 | |
| Amica Retiree Medical Trust |
13F
|
Company |
0.05%
|
7,945
|
$142,000 | — | 30 Jun 2016 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.03%
|
5,000
|
$89,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
5,100
|
$88,000 | — | 30 Jun 2016 | |
| BARCLAYS PLC |
13F
|
Company |
0.01%
|
1,819
|
$32,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
1,818
|
$32,000 | — | 30 Jun 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,550
|
$28,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,550
|
$27,000 | — | 30 Jun 2016 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
1,500
|
$27,000 | — | 30 Jun 2016 | |
| Apriem Advisors |
13F
|
Company |
0.01%
|
1,300
|
$23,000 | — | 30 Jun 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
1,000
|
$18,000 | — | 30 Jun 2016 | |
| JBF Capital, Inc. |
13F
|
Company |
0.01%
|
1,000
|
$18,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
958
|
$17,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
816
|
$15,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
500
|
$9,000 | — | 30 Jun 2016 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0%
|
340
|
$6,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
300
|
$5,000 | — | 30 Jun 2016 |
Institutional Holders of Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) as of Q3 2016
As of 30 Sep 2016,
Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,175,109 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, ALTFEST L J & CO INC, EnTrustPermal Management LLC, OXFORD ASSET MANAGEMENT, 1607 Capital Partners, LLC, CLS Investments, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Gramercy Funds Management LLC, and CORNERSTONE ADVISORS INC.
This page lists
51
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
57
Q3 2016 holders
51
Holder diff
-6
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.