Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF)
CUSIP: 617468103
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Mutual Fund COM
- Shares outstanding
- 16,852,229
- Total 13F shares
- 10,691,005
- Share change
- -671,712
- Total reported value
- $212,582,842
- Price per share
- $19.91
- Number of holders
- 60
- Value change
- -$14,582,769
- Number of buys
- 30
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 617468103?
CUSIP 617468103 identifies CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 617468103:
Top shareholders of CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
26%
|
4,353,686
|
$97,696,000 | — | 30 Sep 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
4.9%
|
823,088
|
$18,470,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
4.8%
|
803,455
|
$18,029,000 | — | 30 Sep 2015 | |
| EnTrustPermal Management LLC |
13F
|
Company |
3.9%
|
662,522
|
$14,867,000 | — | 30 Sep 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
3.5%
|
597,633
|
$13,396,000 | — | 30 Sep 2015 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
3.3%
|
556,308
|
$12,484,000 | — | 30 Sep 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
3%
|
507,706
|
$11,393,000 | — | 30 Sep 2015 | |
| DAVENPORT & Co LLC |
13F
|
Company |
2.9%
|
496,747
|
$11,147,002 | — | 30 Sep 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.4%
|
405,606
|
$9,102,000 | — | 30 Sep 2015 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
1.7%
|
292,150
|
$6,556,000 | — | 30 Sep 2015 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
1.2%
|
210,022
|
$4,713,000 | — | 30 Sep 2015 | |
| Global Endowment Management, LP |
13F
|
Company |
0.89%
|
150,000
|
$3,366,000 | — | 30 Sep 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.89%
|
149,333
|
$3,351,000 | — | 30 Sep 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.81%
|
136,343
|
$3,060,000 | — | 30 Sep 2015 | |
| Karpus Management, Inc. |
13F
|
Company |
0.77%
|
129,753
|
$2,912,000 | — | 30 Sep 2015 | |
| Advance Emerging Capital Ltd |
13F
|
Company |
0.71%
|
120,000
|
$2,693,000 | — | 30 Sep 2015 | |
| Ionic Capital Management LLC |
13F
|
Company |
0.54%
|
90,172
|
$2,023,000 | — | 30 Sep 2015 | |
| AMICA MUTUAL INSURANCE CO |
13F
|
Company |
0.44%
|
74,857
|
$1,680,000 | — | 30 Sep 2015 | |
| AMICA PENSION FUND BOARD OF TRUSTEES |
13F
|
Company |
0.3%
|
50,644
|
$1,136,000 | — | 30 Sep 2015 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
0.28%
|
46,755
|
$1,049,000 | — | 30 Sep 2015 | |
| MISSION WEALTH MANAGEMENT, LP |
13F
|
Company |
6.1%
|
1,024,187
|
$1,024,000 | — | 30 Sep 2015 | |
| Jefferies Group LLC |
13F
|
Company |
0.22%
|
36,648
|
$822,000 | — | 30 Sep 2015 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.21%
|
35,100
|
$788,000 | — | 30 Sep 2015 | |
| Elite Wealth Management, Inc. |
13F
|
Company |
0.19%
|
31,248
|
$701,000 | — | 30 Sep 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.17%
|
28,094
|
$631,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.15%
|
25,757
|
$578,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.13%
|
21,852
|
$490,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.12%
|
20,176
|
$453,000 | — | 30 Sep 2015 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.11%
|
19,013
|
$427,000 | — | 30 Sep 2015 | |
| Rehmann Capital Advisory Group |
13F
|
Company |
0.1%
|
17,478
|
$392,000 | — | 30 Sep 2015 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
0.09%
|
15,765
|
$354,000 | — | 30 Sep 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.07%
|
12,550
|
$282,000 | — | 30 Sep 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.06%
|
10,045
|
$225,000 | — | 30 Sep 2015 | |
| Amica Retiree Medical Trust |
13F
|
Company |
0.05%
|
7,945
|
$178,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.04%
|
6,846
|
$154,000 | — | 30 Sep 2015 | |
| Ayalon Insurance Comp Ltd. |
13F
|
Company |
0.02%
|
4,061
|
$98,000 | — | 30 Sep 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
2,550
|
$57,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,700
|
$37,000 | — | 30 Sep 2015 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
1,500
|
$34,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,074
|
$24,000 | — | 30 Sep 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
1,000
|
$22,000 | — | 30 Sep 2015 | |
| JBF Capital, Inc. |
13F
|
Company |
0.01%
|
1,000
|
$22,000 | — | 30 Sep 2015 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0%
|
340
|
$8,000 | — | 30 Sep 2015 | |
| ORRSTOWN FINANCIAL SERVICES INC |
13F
|
Company |
0%
|
283
|
$6,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
106
|
$2,000 | — | 30 Sep 2015 |
Institutional Holders of Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) as of Q4 2015
As of 31 Dec 2015,
Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) was held by
60 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,691,005 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, CREDIT SUISSE AG/, PERMAL ASSET MANAGEMENT LLC, OXFORD ASSET MANAGEMENT, Gramercy Funds Management LLC, Oasis Management Co Ltd., 1607 Capital Partners, LLC, Weiss Asset Management LP, and CITY OF LONDON INVESTMENT MANAGEMENT CO LTD.
This page lists
60
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
46
Q4 2015 holders
60
Holder diff
14
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.