Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF)
CUSIP: 617468103
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / Mutual Fund COM
- Shares outstanding
- 16,852,229
- Total 13F shares
- 9,766,467
- Share change
- +1,603,252
- Total reported value
- $331,203,890
- Price per share
- $33.92
- Number of holders
- 54
- Value change
- +$54,871,397
- Number of buys
- 31
- Number of sells
- 27
Quarterly Holders Quick Answers
What is CUSIP 617468103?
CUSIP 617468103 identifies CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 617468103:
Top shareholders of CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
21%
|
3,457,914
|
$113,834,000 | — | 31 Mar 2015 | |
| DAVENPORT & Co LLC |
13F
|
Company |
9.1%
|
1,527,282
|
$50,278,114 | — | 31 Mar 2015 | |
| EnTrustPermal Management LLC |
13F
|
Company |
3.9%
|
662,522
|
$21,811,000 | — | 31 Mar 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
3.4%
|
579,138
|
$19,074,000 | — | 31 Mar 2015 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
2.6%
|
431,500
|
$14,205,000 | — | 31 Mar 2015 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
1.1%
|
189,000
|
$6,222,000 | — | 31 Mar 2015 | |
| Karpus Management, Inc. |
13F
|
Company |
0.96%
|
162,171
|
$5,339,000 | — | 31 Mar 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.74%
|
124,142
|
$4,087,000 | — | 31 Mar 2015 | |
| Glacier Peak Capital LLC |
13F
|
Company |
0.68%
|
114,089
|
$3,756,000 | — | 31 Mar 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.63%
|
105,592
|
$3,476,000 | — | 31 Mar 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.55%
|
92,907
|
$3,058,000 | — | 31 Mar 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.52%
|
88,220
|
$2,904,000 | — | 31 Mar 2015 | |
| EJF Capital LP |
13F
|
Company |
0.52%
|
87,800
|
$2,890,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.29%
|
49,420
|
$1,627,000 | — | 31 Mar 2015 | |
| NEWGATE CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.24%
|
41,279
|
$1,359,000 | — | 31 Mar 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.23%
|
38,965
|
$1,283,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.21%
|
36,158
|
$1,190,000 | — | 31 Mar 2015 | |
| Ayalon Insurance Comp Ltd. |
13F
|
Company |
0.18%
|
29,885
|
$985,000 | — | 31 Mar 2015 | |
| Frontier Wealth Management LLC |
13F
|
Company |
0.15%
|
25,297
|
$833,000 | — | 31 Mar 2015 | |
| PATTEN & PATTEN INC/TN |
13F
|
Company |
0.14%
|
24,255
|
$798,000 | — | 31 Mar 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.14%
|
24,184
|
$796,000 | — | 31 Mar 2015 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.13%
|
21,266
|
$700,000 | — | 31 Mar 2015 | |
| OTA Financial Group L.P. |
13F
|
Company |
0.12%
|
20,401
|
$671,000 | — | 31 Mar 2015 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.12%
|
20,122
|
$662,000 | — | 31 Mar 2015 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.12%
|
19,838
|
$653,000 | — | 31 Mar 2015 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.11%
|
19,019
|
$626,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.11%
|
18,962
|
$624,000 | — | 31 Mar 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.1%
|
17,380
|
$572,000 | — | 31 Mar 2015 | |
| Rehmann Capital Advisory Group |
13F
|
Company |
0.1%
|
17,221
|
$567,000 | — | 31 Mar 2015 | |
| Financial Sense Advisors, Inc. |
13F
|
Company |
0.09%
|
14,835
|
$488,000 | — | 31 Mar 2015 | |
| Platte River Capital LLC |
13F
|
Company |
0.07%
|
11,004
|
$362,000 | — | 31 Mar 2015 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
0.06%
|
10,765
|
$354,000 | — | 31 Mar 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
10,307
|
$347,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.06%
|
9,471
|
$312,000 | — | 31 Mar 2015 | |
| U S GLOBAL INVESTORS INC |
13F
|
Company |
0.06%
|
9,464
|
$312,000 | — | 31 Mar 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.05%
|
8,750
|
$288,000 | — | 31 Mar 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.05%
|
8,725
|
$287,000 | — | 31 Mar 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.05%
|
7,870
|
$259,000 | — | 31 Mar 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.04%
|
6,000
|
$198,000 | — | 31 Mar 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
3,842
|
$127,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
2,615
|
$86,000 | — | 31 Mar 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,700
|
$56,000 | — | 31 Mar 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
1,000
|
$33,000 | — | 31 Mar 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
900
|
$29,000 | — | 31 Mar 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
529
|
$17,000 | — | 31 Mar 2015 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0%
|
340
|
$11,000 | — | 31 Mar 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
254
|
$8,000 | — | 31 Mar 2015 |
Institutional Holders of Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) as of Q2 2015
As of 30 Jun 2015,
Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) was held by
54 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,766,467 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, DAVENPORT & Co LLC, PERMAL ASSET MANAGEMENT LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, CORNERSTONE ADVISORS INC, 1607 Capital Partners, LLC, Gramercy Funds Management LLC, WELLS FARGO & COMPANY/MN, CREDIT SUISSE AG/, and 1832 Asset Management L.P..
This page lists
54
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
48
Q2 2015 holders
54
Holder diff
6
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.