Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF)
CUSIP: 617468103
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / Mutual Fund COM
- Shares outstanding
- 16,852,229
- Total 13F shares
- 6,534,918
- Share change
- +241,321
- Total reported value
- $143,439,688
- Price per share
- $21.95
- Number of holders
- 33
- Value change
- +$5,242,313
- Number of buys
- 7
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 617468103?
CUSIP 617468103 identifies CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 617468103:
Top shareholders of CAF - Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
20%
|
3,415,421
|
$73,670,000 | — | 31 Mar 2014 | |
| EnTrustPermal Management LLC |
13F
|
Company |
5.6%
|
942,363
|
$20,327,000 | — | 31 Mar 2014 | |
| DAVENPORT & Co LLC |
13F
|
Company |
4.6%
|
770,292
|
$16,615,198 | — | 31 Mar 2014 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
1.4%
|
242,927
|
$5,240,000 | — | 31 Mar 2014 | |
| BANQUE PICTET & CIE SA |
13F
|
Company |
0.77%
|
130,000
|
$2,804,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
0.56%
|
93,921
|
$2,026,000 | — | 31 Mar 2014 | |
| BlueCrest Capital Management LLP |
13F
|
Company |
0.49%
|
83,000
|
$1,790,000 | — | 31 Mar 2014 | |
| Bank Pictet & Cie (Europe) AG |
13F
|
Company |
0.47%
|
80,000
|
$1,726,000 | — | 31 Mar 2014 | |
| Jeffrey L. Gendell |
13F
|
Individual |
0.43%
|
72,163
|
$1,557,000 | — | 31 Mar 2014 | |
| SCHRODER INVESTMENT MANAGEMENT GROUP |
13F
|
Company |
0.32%
|
53,350
|
$1,150,760 | — | 31 Mar 2014 | |
| Platte River Capital LLC |
13F
|
Company |
0.26%
|
43,004
|
$928,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.22%
|
37,189
|
$803,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.18%
|
30,657
|
$662,000 | — | 31 Mar 2014 | |
| PATTEN & PATTEN INC/TN |
13F
|
Company |
0.16%
|
26,280
|
$567,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.14%
|
23,296
|
$503,000 | — | 31 Mar 2014 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.11%
|
19,157
|
$413,000 | — | 31 Mar 2014 | |
| NatWest Group plc |
13F
|
Company |
0.11%
|
19,128
|
$413,000 | — | 31 Mar 2014 | |
| CREDIT AGRICOLE S A |
13F
|
Individual |
0.11%
|
18,724
|
$404,000 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.11%
|
18,489
|
$399,000 | — | 31 Mar 2014 | |
| Rehmann Capital Advisory Group |
13F
|
Company |
0.11%
|
18,416
|
$397,000 | — | 31 Mar 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.11%
|
18,020
|
$389,000 | — | 31 Mar 2014 | |
| Verition Fund Management LLC |
13F
|
Company |
0.1%
|
16,434
|
$354,000 | — | 31 Mar 2014 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
0.09%
|
15,209
|
$328,000 | — | 31 Mar 2014 | |
| Ashmore Group plc |
13F
|
Company |
0.08%
|
14,063
|
$303,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.07%
|
11,148
|
$240,000 | — | 31 Mar 2014 | |
| Trellus Management Company, LLC |
13F
|
Company |
0.06%
|
10,300
|
$222,000 | — | 31 Mar 2014 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.06%
|
9,500
|
$205,000 | — | 31 Mar 2014 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.02%
|
2,900
|
$62,118 | — | 31 Mar 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
1,900
|
$41,000 | — | 31 Mar 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
1,500
|
$32,000 | — | 31 Mar 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,262
|
$28,000 | — | 31 Mar 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
1,100
|
$23,727 | — | 31 Mar 2014 | |
| Trutina Financial LLC |
13F
|
Company |
0%
|
550
|
$12,000 | — | 31 Mar 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
373
|
$8,000 | — | 31 Mar 2014 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0%
|
340
|
$7,000 | — | 31 Mar 2014 | |
| B. Riley Wealth Management, Inc. |
13F
|
Company |
0%
|
299
|
$6,000 | — | 31 Mar 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
189
|
$4,000 | — | 31 Mar 2014 |
Institutional Holders of Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) as of Q2 2014
As of 30 Jun 2014,
Morgan Stanley China A Share Fund, Inc. - Mutual Fund COM (CAF) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,534,918 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, DAVENPORT & Co LLC, PERMAL ASSET MANAGEMENT LLC, CLOUGH CAPITAL PARTNERS L P, BlueCrest Capital Management LLP, BANQUE PICTET & CIE SA, Pictet & Cie (Europe) SA, GENDELL JEFFREY L, Glacier Peak Capital LLC, and BANK OF AMERICA CORP /DE/.
This page lists
33
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
37
Q2 2014 holders
33
Holder diff
-4
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.