LIBERTY ALL STAR EQUITY FUND - SH BEN INT (USA)
CUSIP: 530158104
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / SH BEN INT
- Total 13F shares
- 57,666,209
- Share change
- -3,818,358
- Total reported value
- $347,828,000
- Price per share
- $6.03
- Number of holders
- 115
- Value change
- -$22,037,011
- Number of buys
- 60
- Number of sells
- 51
Quarterly Holders Quick Answers
What is CUSIP 530158104?
CUSIP 530158104 identifies USA - LIBERTY ALL STAR EQUITY FUND - SH BEN INT in SEC institutional holdings data.
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Recent filing periods for CUSIP 530158104:
Top shareholders of USA - LIBERTY ALL STAR EQUITY FUND - SH BEN INT (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
6,845,891
|
$38,748,000 | — | 30 Jun 2017 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
6,253,217
|
$35,393,000 | — | 30 Jun 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
5,206,962
|
$29,471,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
4,226,470
|
$23,922,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
3,403,406
|
$19,263,000 | — | 30 Jun 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
3,282,756
|
$18,580,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
2,786,723
|
$15,773,000 | — | 30 Jun 2017 | |
| Saba Capital Management, L.P. |
13F
|
Company |
—
class O/S missing
|
2,429,484
|
$13,751,000 | — | 30 Jun 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
2,331,905
|
$13,199,000 | — | 30 Jun 2017 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,997,308
|
$11,305,000 | — | 30 Jun 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
1,976,633
|
$11,188,000 | — | 30 Jun 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
1,576,533
|
$8,923,000 | — | 30 Jun 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,389,886
|
$7,867,000 | — | 30 Jun 2017 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
1,365,727
|
$7,730,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
1,317,283
|
$7,456,000 | — | 30 Jun 2017 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
1,111,473
|
$6,291,000 | — | 30 Jun 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
1,039,181
|
$5,882,000 | — | 30 Jun 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
1,011,382
|
$5,724,000 | — | 30 Jun 2017 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
913,658
|
$5,177,000 | — | 30 Jun 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
676,959
|
$3,832,000 | — | 30 Jun 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
—
class O/S missing
|
667,603
|
$3,779,000 | — | 30 Jun 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
614,576
|
$3,478,000 | — | 30 Jun 2017 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
583,265
|
$3,301,000 | — | 30 Jun 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
579,372
|
$3,282,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
483,871
|
$2,739,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
468,293
|
$2,651,000 | — | 30 Jun 2017 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
405,841
|
$2,297,000 | — | 30 Jun 2017 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
401,293
|
$2,271,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
382,192
|
$2,162,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
372,795
|
$2,110,000 | — | 30 Jun 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
334,900
|
$1,896,000 | — | 30 Jun 2017 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
325,116
|
$1,840,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
291,196
|
$1,648,000 | — | 30 Jun 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
285,056
|
$1,610,000 | — | 30 Jun 2017 | |
| Advisory Alpha, LLC |
13F
|
Company |
—
class O/S missing
|
253,997
|
$1,463,000 | — | 30 Jun 2017 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
251,910
|
$1,426,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
246,012
|
$1,393,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
225,487
|
$1,276,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
218,974
|
$1,239,000 | — | 30 Jun 2017 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
200,374
|
$1,134,000 | — | 30 Jun 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
197,389
|
$1,117,000 | — | 30 Jun 2017 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
163,752
|
$927,000 | — | 30 Jun 2017 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
112,619
|
$637,000 | — | 30 Jun 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
110,473
|
$625,000 | — | 30 Jun 2017 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
106,936
|
$605,000 | — | 30 Jun 2017 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
103,821
|
$588,000 | — | 30 Jun 2017 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
—
class O/S missing
|
103,750
|
$587,000 | — | 30 Jun 2017 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
98,177
|
$556,000 | — | 30 Jun 2017 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
—
class O/S missing
|
91,600
|
$518,000 | — | 30 Jun 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
79,078
|
$454,000 | — | 30 Jun 2017 |
Institutional Holders of LIBERTY ALL STAR EQUITY FUND - SH BEN INT (USA) as of Q3 2017
As of 30 Sep 2017,
LIBERTY ALL STAR EQUITY FUND - SH BEN INT (USA) was held by
115 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
57,666,209 shares.
The largest 10 holders included
RIVERNORTH CAPITAL MANAGEMENT, LLC, LAZARD ASSET MANAGEMENT LLC, Karpus Management, Inc., UBS Group AG, 1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Advisors Asset Management, Inc., CORNERSTONE ADVISORS INC, and Saba Capital Management, L.P..
This page lists
115
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
120
Q3 2017 holders
115
Holder diff
-5
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.