LIBERTY ALL STAR EQUITY FUND - SH BEN INT (USA)
CUSIP: 530158104
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / SH BEN INT
- Total 13F shares
- 58,042,813
- Share change
- +651,025
- Total reported value
- $299,573,000
- Price per share
- $5.16
- Number of holders
- 121
- Value change
- +$3,385,828
- Number of buys
- 63
- Number of sells
- 40
Quarterly Holders Quick Answers
What is CUSIP 530158104?
CUSIP 530158104 identifies USA - LIBERTY ALL STAR EQUITY FUND - SH BEN INT in SEC institutional holdings data.
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Recent filing periods for CUSIP 530158104:
Top shareholders of USA - LIBERTY ALL STAR EQUITY FUND - SH BEN INT (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
8,304,047
|
$43,015,000 | — | 30 Sep 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
7,597,145
|
$39,353,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
5,151,727
|
$26,686,000 | — | 30 Sep 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
—
class O/S missing
|
4,160,237
|
$21,550,000 | — | 30 Sep 2016 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
3,048,901
|
$15,793,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
2,334,510
|
$12,093,000 | — | 30 Sep 2016 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
2,214,021
|
$11,469,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
2,097,700
|
$10,866,000 | — | 30 Sep 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
1,695,210
|
$8,781,000 | — | 30 Sep 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
1,532,944
|
$7,941,000 | — | 30 Sep 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,260,646
|
$6,531,000 | — | 30 Sep 2016 | |
| Saba Capital Management, L.P. |
13F
|
Company |
—
class O/S missing
|
1,255,787
|
$6,505,000 | — | 30 Sep 2016 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
1,224,693
|
$6,344,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
1,178,161
|
$6,103,000 | — | 30 Sep 2016 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
1,130,000
|
$5,853,000 | — | 30 Sep 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
937,316
|
$4,855,000 | — | 30 Sep 2016 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
892,933
|
$4,625,000 | — | 30 Sep 2016 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
851,229
|
$4,409,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
771,596
|
$3,997,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
709,403
|
$3,675,000 | — | 30 Sep 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
535,084
|
$2,772,000 | — | 30 Sep 2016 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
501,693
|
$2,599,000 | — | 30 Sep 2016 | |
| AQR Arbitrage LLC |
13F
|
Company |
—
class O/S missing
|
474,160
|
$2,456,000 | — | 30 Sep 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
443,758
|
$2,296,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
432,980
|
$2,244,000 | — | 30 Sep 2016 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
—
class O/S missing
|
419,526
|
$2,173,000 | — | 30 Sep 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
390,925
|
$2,025,000 | — | 30 Sep 2016 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
387,195
|
$2,006,000 | — | 30 Sep 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
380,379
|
$1,970,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
337,667
|
$1,749,000 | — | 30 Sep 2016 | |
| Concert Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
307,697
|
$1,594,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
252,275
|
$1,307,000 | — | 30 Sep 2016 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
249,763
|
$1,294,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
231,363
|
$1,199,000 | — | 30 Sep 2016 | |
| BRINKER CAPITAL INC |
13F
|
Company |
—
class O/S missing
|
226,606
|
$1,174,000 | — | 30 Sep 2016 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
212,722
|
$1,102,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
209,601
|
$1,086,000 | — | 30 Sep 2016 | |
| Boyle Capital Management, L.L.C. |
13F
|
Company |
—
class O/S missing
|
197,869
|
$1,025,000 | — | 30 Sep 2016 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
183,223
|
$949,000 | — | 30 Sep 2016 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
179,563
|
$930,000 | — | 30 Sep 2016 | |
| Ionic Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
170,057
|
$881,000 | — | 30 Sep 2016 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
160,258
|
$830,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
149,678
|
$775,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
142,443
|
$738,000 | — | 30 Sep 2016 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
—
class O/S missing
|
117,820
|
$610,000 | — | 30 Sep 2016 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
112,619
|
$583,000 | — | 30 Sep 2016 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
108,361
|
$561,000 | — | 30 Sep 2016 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
—
class O/S missing
|
103,750
|
$537,000 | — | 30 Sep 2016 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
100,458
|
$520,000 | — | 30 Sep 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
99,817
|
$517,000 | — | 30 Sep 2016 |
Institutional Holders of LIBERTY ALL STAR EQUITY FUND - SH BEN INT (USA) as of Q4 2016
As of 31 Dec 2016,
LIBERTY ALL STAR EQUITY FUND - SH BEN INT (USA) was held by
121 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
58,042,813 shares.
The largest 10 holders included
Karpus Management, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, LAZARD ASSET MANAGEMENT LLC, MORGAN STANLEY, Advisors Asset Management, Inc., WELLS FARGO & COMPANY/MN, Saba Capital Management, L.P., Relative Value Partners Group, LLC, CORNERSTONE ADVISORS INC, and 1607 Capital Partners, LLC.
This page lists
121
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
108
Q4 2016 holders
121
Holder diff
13
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.