Security key
52106W103
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI)
CUSIP: 52106W103
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common
- Shares outstanding
- 13,012,692
- Total 13F shares
- 3,189,528
- Share change
- +194,940
- Total reported value
- $48,860,907
- Price per share
- $15.32
- Number of holders
- 42
- Value change
- +$3,063,775
- Number of buys
- 15
- Number of sells
- 21
Report period
Q4 2023
Institutions
42
Top holders
10
LGI full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 52106W103
Recent filing periods:
Top shareholders of LGI - LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
5.2%
|
677,573
|
$9,377,605 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
2.8%
|
359,928
|
$4,981,410 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
1.6%
|
208,447
|
$2,884,906 | — | 30 Sep 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.4%
|
182,421
|
$2,524,704 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
1.3%
|
170,455
|
$2,359,097 | — | 30 Sep 2023 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
1.3%
|
169,224
|
$2,342,060 | — | 30 Sep 2023 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
1.2%
|
161,862
|
$2,240,170 | — | 30 Sep 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.91%
|
117,981
|
$1,632,857 | — | 30 Sep 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.88%
|
113,999
|
$1,577,748 | — | 30 Sep 2023 | |
| RPO LLC |
13F
|
Company |
0.66%
|
86,209
|
$1,193,132 | — | 30 Sep 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.58%
|
75,663
|
$1,047,176 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.56%
|
73,035
|
$1,011,000 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.5%
|
65,635
|
$908,378 | — | 30 Sep 2023 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.48%
|
62,211
|
$861,000 | — | 30 Sep 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.45%
|
57,921
|
$801,614 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.33%
|
42,857
|
$593,139 | — | 30 Sep 2023 | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC |
13F
|
Company |
0.29%
|
37,850
|
$523,844 | — | 30 Sep 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.25%
|
32,457
|
$449,205 | — | 30 Sep 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.24%
|
30,640
|
$424,058 | — | 30 Sep 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.2%
|
26,352
|
$364,712 | — | 30 Sep 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.2%
|
26,303
|
$364,034 | — | 30 Sep 2023 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.19%
|
24,178
|
$334,621 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.17%
|
22,083
|
$305,631 | — | 30 Sep 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.14%
|
18,736
|
$259,306 | — | 30 Sep 2023 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.12%
|
15,968
|
$220,997 | — | 30 Sep 2023 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.12%
|
15,648
|
$216,568 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.12%
|
15,365
|
$213,000 | — | 30 Sep 2023 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.12%
|
15,078
|
$208,675 | — | 30 Sep 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.11%
|
14,932
|
$206,659 | — | 30 Sep 2023 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
0.1%
|
12,972
|
$179,532 | — | 30 Sep 2023 | |
| Walleye Capital LLC |
13F
|
Company |
0.1%
|
12,913
|
$178,716 | — | 30 Sep 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.09%
|
11,121
|
$153,909 | — | 30 Sep 2023 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.08%
|
10,900
|
$150,856 | — | 30 Sep 2023 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.08%
|
10,688
|
$147,922 | — | 30 Sep 2023 | |
| McIlrath & Eck, LLC |
13F
|
Company |
0.05%
|
6,050
|
$83,732 | — | 30 Sep 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.03%
|
3,802
|
$52,620 | — | 30 Sep 2023 | |
| GPS Wealth Strategies Group, LLC |
13F
|
Company |
0.02%
|
2,930
|
$40,551 | — | 30 Sep 2023 | |
| Johnson Midwest Financial, LLC |
13F
|
Company |
0.01%
|
1,005
|
$13,909 | — | 30 Sep 2023 | |
| NBC SECURITIES, INC. |
13F
|
Company |
0.01%
|
829
|
$11,000 | — | 30 Sep 2023 | |
| Pathway Financial Advisers, LLC |
13F
|
Company |
0.01%
|
750
|
$10,380 | — | 30 Sep 2023 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
300
|
$4,152 | — | 30 Sep 2023 | |
| Aspire Private Capital, LLC |
13F
|
Company |
0%
|
164
|
$2,269 | — | 30 Sep 2023 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
159
|
$2,204 | — | 30 Sep 2023 |
Institutional Holders of LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) as of Q4 2023
As of 31 Dec 2023,
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,189,528 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, Cornerstone Advisors, LLC, LPL Financial LLC, Saba Capital Management, L.P., UBS Group AG, Integrated Wealth Concepts LLC, Raymond James Financial Services Advisors, Inc., WOLVERINE ASSET MANAGEMENT LLC, and AQR Arbitrage LLC.
This page lists
42
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
43
Q4 2023 holders
42
Holder diff
-1
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.