LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI)
CUSIP: 52106W103
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common
- Shares outstanding
- 13,012,692
- Total 13F shares
- 3,498,298
- Share change
- -143,270
- Total reported value
- $54,175,000
- Price per share
- $15.52
- Number of holders
- 40
- Value change
- -$1,769,647
- Number of buys
- 18
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 52106W103?
CUSIP 52106W103 identifies LGI - LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 52106W103:
Top shareholders of LGI - LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
5%
|
656,721
|
$9,253,000 | — | 30 Jun 2020 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.6%
|
343,549
|
$4,841,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
2.3%
|
305,245
|
$4,301,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.2%
|
290,128
|
$4,088,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
2.2%
|
280,472
|
$3,952,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.7%
|
226,094
|
$3,186,000 | — | 30 Jun 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.4%
|
177,352
|
$2,499,000 | — | 30 Jun 2020 | |
| Karpus Management, Inc. |
13F
|
Company |
1.3%
|
169,608
|
$2,390,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.2%
|
153,125
|
$2,158,000 | — | 30 Jun 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
1.1%
|
141,438
|
$1,993,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.77%
|
100,552
|
$1,416,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.76%
|
99,102
|
$1,396,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.57%
|
74,714
|
$1,053,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.54%
|
69,727
|
$982,000 | — | 30 Jun 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.5%
|
65,273
|
$920,000 | — | 30 Jun 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.35%
|
45,473
|
$641,000 | — | 30 Jun 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.34%
|
44,114
|
$622,000 | — | 30 Jun 2020 | |
| Titus Wealth Management |
13F
|
Company |
0.31%
|
39,800
|
$561,000 | — | 30 Jun 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.23%
|
29,872
|
$421,000 | — | 30 Jun 2020 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.21%
|
27,534
|
$388,000 | — | 30 Jun 2020 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.19%
|
25,037
|
$353,000 | — | 30 Jun 2020 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.18%
|
23,549
|
$332,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.18%
|
23,291
|
$328,000 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.14%
|
18,345
|
$258,000 | — | 30 Jun 2020 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.14%
|
17,610
|
$248,000 | — | 30 Jun 2020 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
0.13%
|
16,807
|
$237,000 | — | 30 Jun 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.12%
|
15,905
|
$224,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.11%
|
14,529
|
$206,000 | — | 30 Jun 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.1%
|
13,558
|
$191,000 | — | 30 Jun 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.1%
|
13,000
|
$183,000 | — | 30 Jun 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.1%
|
12,985
|
$183,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.1%
|
12,458
|
$175,000 | — | 30 Jun 2020 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.09%
|
11,735
|
$165,000 | — | 30 Jun 2020 | |
| Cetera Advisors LLC |
13F
|
Company |
0.09%
|
11,582
|
$163,000 | — | 30 Jun 2020 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.08%
|
10,800
|
$152,000 | — | 30 Jun 2020 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.08%
|
10,533
|
$150,000 | — | 30 Jun 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.06%
|
7,552
|
$106,000 | — | 30 Jun 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.05%
|
6,550
|
$92,000 | — | 30 Jun 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
6,265
|
$88,000 | — | 30 Jun 2020 | |
| Birch Capital Management, LLC |
13F
|
Company |
0.02%
|
2,920
|
$41,000 | — | 30 Jun 2020 | |
| Eudaimonia Partners, LLC |
13F
|
Company |
0.02%
|
2,724
|
$38,000 | — | 30 Jun 2020 | |
| 1776 Wealth LLC |
13F
|
Company |
0.02%
|
2,712
|
$38,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
2,100
|
$30,000 | — | 30 Jun 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.01%
|
1,560
|
$22,000 | — | 30 Jun 2020 | |
| Stonebridge Capital Advisors LLC |
13F
|
Company |
0.01%
|
1,323
|
$19,000 | — | 30 Jun 2020 | |
| Ancora Advisors LLC |
13F
|
Company |
0%
|
357
|
$5,000 | — | 30 Jun 2020 | |
| Avior Wealth Management, LLC |
13F
|
Company |
0%
|
210
|
$2,000 | — | 30 Jun 2020 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
161
|
$2,000 | — | 30 Jun 2020 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
159
|
$2,000 | — | 30 Jun 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
102
|
$1,000 | — | 30 Jun 2020 |
Institutional Holders of LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) as of Q3 2020
As of 30 Sep 2020,
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,498,298 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, 1607 Capital Partners, LLC, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, STIFEL FINANCIAL CORP, Raymond James Financial Services Advisors, Inc., SIT INVESTMENT ASSOCIATES INC, BANK OF AMERICA CORP /DE/, and Invesco Ltd..
This page lists
40
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
50
Q3 2020 holders
40
Holder diff
-10
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.