LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI)
CUSIP: 52106W103
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 13,012,692
- Total 13F shares
- 3,350,298
- Share change
- -151,733
- Total reported value
- $56,163,000
- Price per share
- $16.76
- Number of holders
- 26
- Value change
- -$2,546,901
- Number of buys
- 10
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 52106W103?
CUSIP 52106W103 identifies LGI - LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 52106W103:
Top shareholders of LGI - LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLP |
13F
|
Company |
6%
|
780,413
|
$12,764,000 | — | 30 Jun 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
5.9%
|
762,543
|
$12,471,000 | — | 30 Jun 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
2.8%
|
361,679
|
$5,915,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.6%
|
340,430
|
$5,568,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.7%
|
219,928
|
$3,597,000 | — | 30 Jun 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.5%
|
190,947
|
$3,123,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
171,714
|
$2,808,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.99%
|
128,667
|
$2,104,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.73%
|
95,220
|
$1,557,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.67%
|
87,476
|
$1,431,000 | — | 30 Jun 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.61%
|
79,680
|
$1,303,000 | — | 30 Jun 2017 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.39%
|
50,360
|
$823,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.37%
|
47,751
|
$779,000 | — | 30 Jun 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.24%
|
31,500
|
$515,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.22%
|
29,130
|
$476,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.2%
|
25,407
|
$416,000 | — | 30 Jun 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.16%
|
20,425
|
$334,000 | — | 30 Jun 2017 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.12%
|
16,200
|
$265,000 | — | 30 Jun 2017 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
0.12%
|
15,154
|
$248,000 | — | 30 Jun 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.12%
|
15,121
|
$247,000 | — | 30 Jun 2017 | |
| Cetera Advisors LLC |
13F
|
Company |
0.1%
|
12,455
|
$202,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
6,728
|
$110,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.04%
|
5,683
|
$93,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
4,502
|
$74,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
2,553
|
$42,000 | — | 30 Jun 2017 | |
| SevenBridge Financial Group, LLC |
13F
|
Company |
0%
|
365
|
$6,000 | — | 30 Jun 2017 |
Institutional Holders of LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) as of Q3 2017
As of 30 Sep 2017,
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) was held by
26 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,350,298 shares.
The largest 10 holders included
1607 Capital Partners, LLC, Bulldog Investors, LLC, SIT INVESTMENT ASSOCIATES INC, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, Shaker Financial Services, LLC, MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, ROYAL BANK OF CANADA, and Invesco Ltd..
This page lists
26
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
26
Q3 2017 holders
26
Holder diff
0
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.