LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI)
CUSIP: 52106W103
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common
- Shares outstanding
- 13,012,692
- Total 13F shares
- 2,311,918
- Share change
- -153,451
- Total reported value
- $40,156,000
- Price per share
- $17.37
- Number of holders
- 21
- Value change
- -$2,679,205
- Number of buys
- 9
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 52106W103?
CUSIP 52106W103 identifies LGI - LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 52106W103:
Top shareholders of LGI - LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
|
Company |
8.5%
|
1,111,483
|
$20,651,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
2.7%
|
352,018
|
$6,541,000 | — | 30 Jun 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.5%
|
192,150
|
$3,570,000 | — | 30 Jun 2014 | |
| Karpus Management, Inc. |
13F
|
Company |
1.4%
|
188,496
|
$3,502,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.3%
|
166,350
|
$3,091,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.99%
|
128,529
|
$2,388,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.98%
|
127,305
|
$2,364,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.7%
|
91,155
|
$1,693,000 | — | 30 Jun 2014 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.18%
|
24,035
|
$447,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.17%
|
22,477
|
$418,000 | — | 30 Jun 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.14%
|
18,845
|
$350,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.11%
|
14,742
|
$274,000 | — | 30 Jun 2014 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.11%
|
14,300
|
$266,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
11,509
|
$214,000 | — | 30 Jun 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
700
|
$13,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
592
|
$11,000 | — | 30 Jun 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
434
|
$8,000 | — | 30 Jun 2014 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
249
|
$5,000 | — | 30 Jun 2014 |
Institutional Holders of LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) as of Q3 2014
As of 30 Sep 2014,
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC - Common (LGI) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,311,918 shares.
The largest 10 holders included
1607 Capital Partners, LLC, MORGAN STANLEY, Raymond James Financial Services Advisors, Inc., RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, Karpus Management, Inc., UBS AG, Shaker Financial Services, LLC, and GRT CAPITAL PARTNERS LLC.
This page lists
21
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
18
Q3 2014 holders
21
Holder diff
3
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.