KOHLBERG CAPITAL CORP - NOTE 8.750% 3/1 Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q1 2016

Type / Class
Debt / NOTE 8.750% 3/1
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Institutional Holders of KOHLBERG CAPITAL CORP - NOTE 8.750% 3/1 across Reporting Periods

Period Principal Value Change Price (% of par) (Median) Investors
2016 Q1 $0 $0 -$11,914,553 0
2015 Q4 $11,738,496 $11,914,553 -$12,963,956 100.75% 4
2015 Q3 $24,614,679 $24,921,647 -$5,450,882 99.32% 5
2015 Q2 $29,981,731 $31,286,093 -$3,252,685 105.23% 4
2015 Q1 $33,104,850 $36,361,389 -$5,166,609 109.95% 5
2014 Q4 $33,389,850 $41,709,000 -$12,065,500 110.2% 5
2014 Q3 $43,757,850 $50,764,683 -$39,991 116.23% 6
2014 Q2 $43,792,842 $50,922,623 +$99,594 115.87% 6
2014 Q1 $43,705,849 $51,308,650 -$3,914 116.25% 5