Security key
48669G105
KAZIA THERAPEUTICS LTD - American Depositary Shares (KZIA)
CUSIP: 48669G105
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / American Depositary Shares
- Shares outstanding
- 11,430,535
- Total 13F shares
- 467,061
- Share change
- -61,781
- Total reported value
- $4,601,637
- Put/Call ratio
- 168%
- Price per share
- $12.39
- Number of holders
- 12
- Value change
- -$368,945
- Number of buys
- 5
- Number of sells
- 7
Report period
Q1 2021
Institutions
12
Top holders
10
KZIA full security history
Newer quarter: Q2 2021
Previous quarter: Q4 2020
KAZIA THERAPEUTICS LTD SEC filings
KAZIA THERAPEUTICS LTD company facts
Broader feeds
Reporting periods
Holder history for CUSIP 48669G105
Recent filing periods:
Top shareholders of KZIA - KAZIA THERAPEUTICS LTD - American Depositary Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.6%
|
179,600
|
$1,551,000 | — | 31 Dec 2020 | |
| Transform Wealth, LLC |
13F
|
Company |
0.93%
|
106,245
|
$95,000 | — | 31 Dec 2020 | |
| Atom Investors LP |
13F
|
Company |
0.87%
|
99,180
|
$857,000 | — | 31 Dec 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.7%
|
79,625
|
$688,000 | — | 31 Dec 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.31%
|
35,260
|
$304,000 | — | 31 Dec 2020 | |
| HighPoint Advisor Group LLC |
13F
|
Company |
0.28%
|
32,435
|
$368,000 | — | 31 Dec 2020 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
0.17%
|
19,600
|
$170,000 | — | 31 Dec 2020 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.03%
|
3,549
|
$30,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
2,851
|
$25,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
2,800
|
$24,000 | — | 31 Dec 2020 | |
| Cutler Group LLC / CA |
13F
|
Company |
0%
|
400
|
$3,000 | — | 31 Dec 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 31 Dec 2020 | |
| RBC Europe Ltd |
13F
|
Company |
0%
|
32
|
$276 | — | 31 Dec 2020 |
Institutional Holders of KAZIA THERAPEUTICS LTD - American Depositary Shares (KZIA) as of Q1 2021
As of 31 Mar 2021,
KAZIA THERAPEUTICS LTD - American Depositary Shares (KZIA) was held by
12 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
467,061 shares.
The largest 10 holders included
MORGAN STANLEY, Transform Wealth, LLC, SG Americas Securities, LLC, TRUIST FINANCIAL CORP, SUSQUEHANNA INTERNATIONAL GROUP, LLP, RENAISSANCE TECHNOLOGIES LLC, SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC, Total Clarity Wealth Management, Inc., UBS Group AG, and Steward Partners Investment Advisory, LLC.
This page lists
12
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
12
Q1 2021 holders
12
Holder diff
0
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.