KKR Income Opportunities Fund - Common Stock (KIO)
CUSIP: 48249T106
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 41,007,047
- Total 13F shares
- 3,789,233
- Share change
- +31,398
- Total reported value
- $62,069,000
- Price per share
- $16.38
- Number of holders
- 43
- Value change
- +$498,636
- Number of buys
- 16
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 48249T106?
CUSIP 48249T106 identifies KIO - KKR Income Opportunities Fund - Common Stock in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 48249T106:
Top shareholders of KIO - KKR Income Opportunities Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
2%
|
807,958
|
$13,477,000 | — | 30 Jun 2021 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.2%
|
503,825
|
$8,404,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.88%
|
359,746
|
$6,000,000 | — | 30 Jun 2021 | |
| SAGE RHINO CAPITAL LLC |
13F
|
Company |
0.63%
|
257,879
|
$4,301,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.54%
|
221,011
|
$3,687,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.34%
|
140,307
|
$2,340,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.26%
|
107,570
|
$1,794,000 | — | 30 Jun 2021 | |
| Joseph P. Lucia & Associates, LLC |
13F
|
Company |
0.26%
|
104,768
|
$1,748,000 | — | 30 Jun 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.23%
|
95,500
|
$1,592,000 | — | 30 Jun 2021 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.23%
|
94,990
|
$1,584,000 | — | 30 Jun 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.19%
|
77,530
|
$1,293,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.19%
|
76,234
|
$1,271,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.17%
|
68,793
|
$1,147,000 | — | 30 Jun 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.16%
|
65,827
|
$1,098,000 | — | 30 Jun 2021 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.16%
|
63,831
|
$1,065,000 | — | 30 Jun 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.15%
|
60,000
|
$1,001,000 | — | 30 Jun 2021 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.14%
|
57,283
|
$955,000 | — | 30 Jun 2021 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.11%
|
45,342
|
$756,000 | — | 30 Jun 2021 | |
| Summit X, LLC |
13F
|
Company |
0.1%
|
41,968
|
$700,000 | — | 30 Jun 2021 | |
| Cetera Investment Advisers |
13F
|
Company |
0.1%
|
39,537
|
$659,000 | — | 30 Jun 2021 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.1%
|
39,176
|
$654,000 | — | 30 Jun 2021 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.1%
|
38,973
|
$650,000 | — | 30 Jun 2021 | |
| 1776 Wealth LLC |
13F
|
Company |
0.09%
|
37,307
|
$622,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.09%
|
37,251
|
$622,000 | — | 30 Jun 2021 | |
| Vanguard Capital Wealth Advisors |
13F
|
Company |
0.08%
|
33,400
|
$557,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.08%
|
31,452
|
$524,000 | — | 30 Jun 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.06%
|
25,935
|
$433,000 | — | 30 Jun 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.06%
|
23,494
|
$392,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.06%
|
23,377
|
$390,000 | — | 30 Jun 2021 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.05%
|
20,955
|
$350,000 | — | 30 Jun 2021 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.05%
|
20,462
|
$341,000 | — | 30 Jun 2021 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.05%
|
20,436
|
$341,000 | — | 30 Jun 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.04%
|
16,228
|
$270,000 | — | 30 Jun 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.04%
|
15,700
|
$261,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.03%
|
14,120
|
$236,000 | — | 30 Jun 2021 | |
| Graves Light Lenhart Wealth, Inc. |
13F
|
Company |
0.03%
|
13,728
|
$229,000 | — | 30 Jun 2021 | |
| Sigma Planning Corp |
13F
|
Company |
0.03%
|
13,253
|
$221,000 | — | 30 Jun 2021 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.03%
|
12,250
|
$204,000 | — | 30 Jun 2021 | |
| Foresight Wealth Management, LLC |
13F
|
Company |
0.03%
|
11,776
|
$196,000 | — | 30 Jun 2021 | |
| USCA RIA LLC |
13F
|
Company |
0.03%
|
10,520
|
$175,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
9,513
|
$159,000 | — | 30 Jun 2021 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0.01%
|
5,462
|
$91,000 | — | 30 Jun 2021 | |
| Lindbrook Capital, LLC |
13F
|
Company |
0%
|
1,424
|
$24,000 | — | 30 Jun 2021 | |
| Newbridge Financial Services Group, Inc. |
13F
|
Company |
0%
|
1,000
|
$17,000 | — | 30 Jun 2021 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
860
|
$14,000 | — | 30 Jun 2021 | |
| RPG Investment Advisory, LLC |
13F
|
Company |
0%
|
400
|
$7,000 | — | 30 Jun 2021 |
Institutional Holders of KKR Income Opportunities Fund - Common Stock (KIO) as of Q3 2021
As of 30 Sep 2021,
KKR Income Opportunities Fund - Common Stock (KIO) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,789,233 shares.
The largest 10 holders included
MORGAN STANLEY, SIT INVESTMENT ASSOCIATES INC, UBS Group AG, GUGGENHEIM CAPITAL LLC, SAGE RHINO CAPITAL LLC, LPL Financial LLC, Shaker Financial Services, LLC, Invesco Ltd., Joseph P. Lucia & Associates, LLC, and WELLS FARGO & COMPANY/MN.
This page lists
43
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
46
Q3 2021 holders
43
Holder diff
-3
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.