Security key
48249T106
KKR Income Opportunities Fund - Common Shares (KIO)
CUSIP: 48249T106
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 40,992,286
- Total 13F shares
- 4,030,616
- Share change
- -192,760
- Total reported value
- $62,753,000
- Price per share
- $15.57
- Number of holders
- 44
- Value change
- -$3,001,955
- Number of buys
- 20
- Number of sells
- 18
Report period
Q3 2019
Institutions
44
Top holders
10
KIO full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
KKR Income Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 48249T106
Recent filing periods:
Top shareholders of KIO - KKR Income Opportunities Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
1.3%
|
532,152
|
$8,371,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
1.3%
|
530,694
|
$8,348,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.89%
|
362,810
|
$5,707,000 | — | 30 Jun 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.87%
|
358,348
|
$5,637,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.82%
|
337,192
|
$5,304,000 | — | 30 Jun 2019 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.55%
|
227,003
|
$3,571,000 | — | 30 Jun 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.53%
|
215,638
|
$3,392,000 | — | 30 Jun 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.52%
|
211,756
|
$3,331,000 | — | 30 Jun 2019 | |
| SAGE RHINO CAPITAL LLC |
13F
|
Company |
0.48%
|
196,180
|
$3,086,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.3%
|
121,198
|
$1,907,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.25%
|
100,949
|
$1,588,000 | — | 30 Jun 2019 | |
| Joseph P. Lucia & Associates, LLC |
13F
|
Company |
0.23%
|
94,685
|
$1,489,000 | — | 30 Jun 2019 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.19%
|
79,841
|
$1,256,000 | — | 30 Jun 2019 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.19%
|
79,756
|
$1,255,000 | — | 30 Jun 2019 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.19%
|
76,067
|
$1,197,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.18%
|
72,116
|
$1,134,000 | — | 30 Jun 2019 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.17%
|
70,406
|
$1,108,000 | — | 30 Jun 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.17%
|
68,981
|
$1,085,000 | — | 30 Jun 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.15%
|
63,027
|
$992,000 | — | 30 Jun 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.14%
|
58,492
|
$920,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.1%
|
42,995
|
$676,000 | — | 30 Jun 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
32,149
|
$506,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.08%
|
31,428
|
$494,000 | — | 30 Jun 2019 | |
| Sigma Planning Corp |
13F
|
Company |
0.07%
|
28,251
|
$444,000 | — | 30 Jun 2019 | |
| Vanguard Capital Wealth Advisors |
13F
|
Company |
0.07%
|
27,700
|
$435,000 | — | 30 Jun 2019 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.07%
|
27,250
|
$429,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.06%
|
26,295
|
$414,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
20,276
|
$318,000 | — | 30 Jun 2019 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.05%
|
19,257
|
$303,000 | — | 30 Jun 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.04%
|
16,161
|
$254,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.04%
|
15,884
|
$250,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.04%
|
15,461
|
$243,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.04%
|
14,839
|
$233,000 | — | 30 Jun 2019 | |
| Graves Light Lenhart Wealth, Inc. |
13F
|
Company |
0.03%
|
13,728
|
$215,941 | — | 30 Jun 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.03%
|
13,079
|
$206,000 | — | 30 Jun 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.02%
|
10,000
|
$157,000 | — | 30 Jun 2019 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0.01%
|
4,314
|
$68,000 | — | 30 Jun 2019 | |
| Lindbrook Capital, LLC |
13F
|
Company |
0.01%
|
2,290
|
$36,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
2,000
|
$31,000 | — | 30 Jun 2019 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
1,150
|
$18,000 | — | 30 Jun 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
800
|
$13,000 | — | 30 Jun 2019 | |
| Hudock, Inc. |
13F
|
Company |
0%
|
400
|
$6,000 | — | 30 Jun 2019 | |
| LIBERTY WEALTH MANAGEMENT LLC |
13F
|
Company |
0%
|
378
|
$6,000 | — | 30 Jun 2019 |
Institutional Holders of KKR Income Opportunities Fund - Common Shares (KIO) as of Q3 2019
As of 30 Sep 2019,
KKR Income Opportunities Fund - Common Shares (KIO) was held by
44 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,030,616 shares.
The largest 10 holders included
UBS Group AG, Invesco Ltd., WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, Virtus ETF Advisers LLC, Private Advisor Group, LLC, SAGE RHINO CAPITAL LLC, LADENBURG THALMANN FINANCIAL SERVICES INC., and Joseph P. Lucia & Associates, LLC.
This page lists
44
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
43
Q3 2019 holders
44
Holder diff
1
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.