KKR Income Opportunities Fund - Common Stock (KIO)
CUSIP: 48249T106
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 41,007,047
- Total 13F shares
- 2,923,620
- Share change
- -133,577
- Total reported value
- $52,340,000
- Price per share
- $17.90
- Number of holders
- 28
- Value change
- -$2,367,557
- Number of buys
- 12
- Number of sells
- 18
Quarterly Holders Quick Answers
What is CUSIP 48249T106?
CUSIP 48249T106 identifies KIO - KKR Income Opportunities Fund - Common Stock in SEC institutional holdings data.
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- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 48249T106:
Top shareholders of KIO - KKR Income Opportunities Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.5%
|
632,759
|
$11,068,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
1.2%
|
475,771
|
$8,322,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.8%
|
328,017
|
$5,737,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.57%
|
234,178
|
$4,096,000 | — | 30 Jun 2017 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.47%
|
194,052
|
$3,394,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.45%
|
184,428
|
$3,226,000 | — | 30 Jun 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.35%
|
144,977
|
$2,536,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.32%
|
133,044
|
$2,327,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.28%
|
115,038
|
$2,012,000 | — | 30 Jun 2017 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.17%
|
71,728
|
$1,270,000 | — | 30 Jun 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.18%
|
71,950
|
$1,258,000 | — | 30 Jun 2017 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.17%
|
69,230
|
$1,227,000 | — | 30 Jun 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.14%
|
57,225
|
$1,001,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.14%
|
56,514
|
$990,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.13%
|
51,424
|
$900,000 | — | 30 Jun 2017 | |
| AE Wealth Management LLC |
13F
|
Company |
0.12%
|
47,592
|
$832,000 | — | 30 Jun 2017 | |
| Sigma Planning Corp |
13F
|
Company |
0.08%
|
31,404
|
$549,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.06%
|
24,570
|
$430,000 | — | 30 Jun 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
23,763
|
$416,000 | — | 30 Jun 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.05%
|
22,447
|
$393,000 | — | 30 Jun 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.05%
|
20,055
|
$351,000 | — | 30 Jun 2017 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
19,965
|
$349,000 | — | 30 Jun 2017 | |
| STALEY CAPITAL ADVISERS INC |
13F
|
Company |
0.04%
|
15,620
|
$273,000 | — | 30 Jun 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
12,096
|
$212,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
11,050
|
$193,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
3,000
|
$52,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
2,306
|
$40,000 | — | 30 Jun 2017 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
1,250
|
$22,000 | — | 30 Jun 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
700
|
$12,000 | — | 30 Jun 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
550
|
$10,000 | — | 30 Jun 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
403
|
$7,000 | — | 30 Jun 2017 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
161
|
$3,000 | — | 30 Jun 2017 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0%
|
37
|
$1,000 | — | 30 Jun 2017 |
Institutional Holders of KKR Income Opportunities Fund - Common Stock (KIO) as of Q3 2017
As of 30 Sep 2017,
KKR Income Opportunities Fund - Common Stock (KIO) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,923,620 shares.
The largest 10 holders included
MORGAN STANLEY, Invesco Ltd., GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, BESSEMER GROUP INC, UBS Group AG, BANK OF AMERICA CORP /DE/, Commonwealth Equity Services, Inc, FIRST TRUST ADVISORS LP, and Capital Investment Advisors, LLC.
This page lists
28
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
32
Q3 2017 holders
28
Holder diff
-4
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.