KKR Income Opportunities Fund - Common Shares (KIO)

CUSIP: 48249T106

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class
Equity / Common Shares
Shares outstanding
40,992,286
Total 13F shares
1,886,405
Share change
+436,349
Total reported value
$33,690,301
Price per share
$17.86
Number of holders
21
Value change
+$7,792,391
Number of buys
13
Number of sells
7

Security key

48249T106

Report period

Q1 2014

Institutions

21

Top holders

10

Ownership snapshot

Top shareholders of KIO - KKR Income Opportunities Fund - Common Shares (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.

Lead holder
MORGAN STANLEY
13D/G signal
Evidence rows
19
Latest as of
31 Dec 2013
13F Lead comparable stake: 1.6%
Holder Evidence Ownership % Position 12M Net Δ As of
MORGAN STANLEY
13F
Company
13F
1.6%
$12,083,000
672,793 shares
31 Dec 2013
UBS AG
13F
Company
13F
0.66%
$4,850,000
270,046 shares
31 Dec 2013
MARINER INVESTMENT GROUP LLC
13F
Company
13F
0.3%
$2,188,000
121,818 shares
31 Dec 2013
Invesco Ltd.
13F
Company
13F
0.21%
$1,566,000
87,188 shares
31 Dec 2013
BANK OF AMERICA CORP /DE/
13F
Company
13F
0.2%
$1,491,000
83,000 shares
31 Dec 2013
1832 Asset Management L.P.
13F
Company
13F
0.12%
$899,000
50,000 shares
31 Dec 2013
FIRST NEW YORK SECURITIES LLC /NY
13F
Company
13F
0.09%
$665,000
37,000 shares
31 Dec 2013
Paloma Partners Management Co
13F
Company
13F
0.06%
$437,000
24,344 shares
31 Dec 2013
Saba Capital Management, L.P.
13F
Company
13F
0.05%
$350,000
19,500 shares
31 Dec 2013
Shaker Financial Services, LLC
13F
Company
13F
0.04%
$328,000
18,250 shares
31 Dec 2013
Tower Research Capital LLC (TRC)
13F
Company
13F
0.02%
$174,000
9,678 shares
31 Dec 2013
BARCLAYS PLC
13F
Company
13F
0.02%
$141,000
8,290 shares
31 Dec 2013
ROYAL BANK OF CANADA
13F
Company
13F
0.02%
$142,000
7,900 shares
31 Dec 2013
DEUTSCHE BANK AG\
13F
Company
13F
0.01%
$105,000
5,885 shares
31 Dec 2013
WELLS FARGO & COMPANY/MN
13F
Company
13F
0.01%
$90,000
5,000 shares
31 Dec 2013
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
13F
0%
$18,000
1,021 shares
31 Dec 2013
CITIGROUP INC
13F
Company
13F
0%
$9,000
500 shares
31 Dec 2013
Highlander Capital Management, LLC
13F
Company
13F
0%
$7,992
445 shares
31 Dec 2013
MSI Financial Services Inc
13F
Company
13F
0%
$4,000
250 shares
31 Dec 2013
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
21
Shares
1,886,405
Rows loaded
21
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders
19
Q1 2014 holders
21
Holder diff
2
Investor Q4 2013 Shares Q1 2014 Shares Share Diff Share Chg % Q4 2013 Value $ Q1 2014 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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