KKR Income Opportunities Fund - Common Stock (KIO)
CUSIP: 48249T106
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 41,007,047
- Total 13F shares
- 1,886,405
- Share change
- +436,349
- Total reported value
- $33,690,301
- Price per share
- $17.86
- Number of holders
- 21
- Value change
- +$7,792,391
- Number of buys
- 13
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 48249T106?
CUSIP 48249T106 identifies KIO - KKR Income Opportunities Fund - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 48249T106:
Top shareholders of KIO - KKR Income Opportunities Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.6%
|
672,793
|
$12,083,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0.66%
|
270,046
|
$4,850,000 | — | 31 Dec 2013 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.3%
|
121,818
|
$2,188,000 | — | 31 Dec 2013 | |
| Invesco Ltd. |
13F
|
Company |
0.21%
|
87,188
|
$1,566,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.2%
|
83,000
|
$1,491,000 | — | 31 Dec 2013 | |
| 1832 Asset Management L.P. |
13F
|
Company |
0.12%
|
50,000
|
$899,000 | — | 31 Dec 2013 | |
| FIRST NEW YORK SECURITIES LLC /NY |
13F
|
Company |
0.09%
|
37,000
|
$665,000 | — | 31 Dec 2013 | |
| Paloma Partners Management Co |
13F
|
Company |
0.06%
|
24,344
|
$437,000 | — | 31 Dec 2013 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.05%
|
19,500
|
$350,000 | — | 31 Dec 2013 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.04%
|
18,250
|
$328,000 | — | 31 Dec 2013 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.02%
|
9,678
|
$174,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
7,900
|
$142,000 | — | 31 Dec 2013 | |
| BARCLAYS PLC |
13F
|
Company |
0.02%
|
8,290
|
$141,000 | — | 31 Dec 2013 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
5,885
|
$105,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
5,000
|
$90,000 | — | 31 Dec 2013 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
1,021
|
$18,000 | — | 31 Dec 2013 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
500
|
$9,000 | — | 31 Dec 2013 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0%
|
445
|
$7,992 | — | 31 Dec 2013 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
250
|
$4,000 | — | 31 Dec 2013 |
Institutional Holders of KKR Income Opportunities Fund - Common Stock (KIO) as of Q1 2014
As of 31 Mar 2014,
KKR Income Opportunities Fund - Common Stock (KIO) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,886,405 shares.
The largest 10 holders included
MORGAN STANLEY, UBS AG, Shaker Financial Services, LLC, MARINER INVESTMENT GROUP LLC, STIFEL FINANCIAL CORP, Invesco Ltd., BANK OF AMERICA CORP /DE/, 1832 Asset Management L.P., RONALD BLUE & CO LLC, and WOLVERINE ASSET MANAGEMENT LLC.
This page lists
21
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
19
Q1 2014 holders
21
Holder diff
2
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.