ISIS PHARMACEUTICALS INC DEL - NOTE 1.000%11/1

Q4 2019 13F Holders as of 12/31/2019

Type / Class: Debt / NOTE 1.000%11/1
Number of holders: 51
Total Principal: 194M
Shares change: -406M
Total reported value, excl. options: $223M
Value change: -$464M
Put/Call ratio: 0
Number of buys: 12
Number of sells: -32
Price: $1.14

Investor	Weight %	Change %	Value $	* Price $	Principal	Share Change	Activity	Report Period
MACKAY SHIELDS LLC	0.26%	-0.19%	$37.6M	1.15	32.8M	-24.1M	-42.3%	12/31/2019
STATE STREET CORP	0%	+0%	$25.5M	1.14	22.3M	+1.4M	+6.7%	12/31/2019
D. E. Shaw & Co., Inc.	0.03%	-0.01%	$21.3M	1.15	18.6M	-7.72M	-29.3%	12/31/2019
FMR LLC	0%		$12.5M	1.14	10.9M			12/31/2019
Man Group plc	0.04%	0%	$11.4M	1.15	9.94M	-60K	-0.6%	12/31/2019
SONORA INVESTMENT MANAGEMENT, LLC	1.07%	-0.75%	$11.3M	1.15	9.82M	-6.89M	-41.2%	12/31/2019
BANK OF AMERICA CORP /DE/	0%	+0%	$9.34M	1.14	8.16M	+3.85M	+89.2%	12/31/2019
CSS LLC/IL	0.66%	+0.66%	$9.16M	1.14	8M	+8M	NEW	12/31/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0.02%		$9.08M	1.14	7.95M			12/31/2019
BNP PARIBAS ASSET MANAGEMENT Holding S.A.	0.06%		$8.06M	1.15	7M			12/31/2019
Lombard Odier Asset Management (Europe) Ltd	0.59%	-0.01%	$7.47M	1.14	6.53M	-55K	-0.84%	12/31/2019
Invesco Ltd.	0%		$6.95M	1.14	6.08M			12/31/2019
Polygon Management Ltd.	1.02%	-0.43%	$6.88M	1.15	6M	-2.5M	-29.4%	12/31/2019
PALISADE CAPITAL MANAGEMENT LLC/NJ	0.16%	+0.03%	$5.58M	1.15	4.87M	+1M	+25.8%	12/31/2019
RWC Asset Management LLP	0.2%		$5.04M	1.14	4.4M			12/31/2019
BNP PARIBAS ARBITRAGE, SA	0.02%		$4.96M	1.15	4.3M			12/31/2019
CALAMOS ADVISORS LLC	0.02%	-0.28%	$3.38M	1.15	2.95M	-45.2M	-93.9%	12/31/2019
JPMORGAN CHASE & CO	0%		$2.85M	1.15	2.49M			12/31/2019
DEUTSCHE BANK AG\	0%	0%	$2.78M	1.14	2.43M	-2.48M	-50.6%	12/31/2019
WELLS FARGO & COMPANY/MN	0%	0%	$2.62M	1.14	2.29M	-5.29M	-69.8%	12/31/2019
CREDIT SUISSE AG/	0%	0%	$2.49M	1.14	2.18M	-1.75M	-44.6%	12/31/2019
ROYAL BANK OF CANADA	0%	+0%	$2.29M	1.14	2M	+2M	NEW	12/31/2019
OAKTREE CAPITAL MANAGEMENT LP	0.03%	+0%	$1.72M	1.15	1.5M	+114K	+8.23%	12/31/2019
MORGAN STANLEY	0%	0%	$1.6M	1.15	1.4M	-2.55M	-64.6%	12/31/2019
INGALLS & SNYDER LLC	0.07%		$1.29M	1.14	1.13M			12/31/2019
GAM Holding AG	0.05%		$1.15M	1.15	1M			12/31/2019
Bank of New York Mellon Corp	0%		$1.03M	1.14	900K			12/31/2019
BlackRock Inc.		0%	$915K	1.14	800K	-1.2M	-60%	12/31/2019
WELLINGTON MANAGEMENT GROUP LLP	0%		$817K	1.14	715K			12/31/2019
SSI INVESTMENT MANAGEMENT LLC	0.05%	-0.55%	$692K	1.14	606K	-7.27M	-92.3%	12/31/2019
Iron Financial, LLC	0.28%	-0.01%	$578K	1.14	505K	-10K	-1.94%	12/31/2019
CALAMOS WEALTH MANAGEMENT LLC	0.06%	+0%	$472K	1.15	412K	+9K	+2.23%	12/31/2019
Alken Asset Management Ltd.	0.79%	+0.79%	$461K	1.15	400K	+400K	NEW	12/31/2019
Compagnie Lombard Odier SCmA	0.02%		$401K	1.15	350K			12/31/2019
KBC Group NV	0%	+0%	$344K	1.15	300K	+300K	NEW	12/31/2019
SEI INVESTMENTS CO	0%		$326K	1.14	285K			12/31/2019
Federation des caisses Desjardins du Quebec	0%		$310K	1.15	270K			12/31/2019
ADVENT CAPITAL MANAGEMENT /DE/	0.01%	-0.39%	$304K	1.15	265K	-17.5M	-98.5%	12/31/2019
Jefferies Group LLC	0.01%	-0.04%	$286K	1.13	252K	-1.82M	-87.8%	12/31/2019
Lombard Odier Asset Management (Switzerland) SA	0.03%		$286K	1.14	250K			12/31/2019
AEGON USA Investment Management, LLC	0.08%	+0.08%	$229K	1.15	200K	+200K	NEW	12/31/2019
Russell Investments Group, Ltd.	0%		$228K	1.14	200K			12/31/2019
SHENKMAN CAPITAL MANAGEMENT INC	0.03%	-0.69%	$210K	1.15	183K	-4.6M	-96.2%	12/31/2019
CITIGROUP INC	0%	0%	$89K	1.14	78K	-20K	-20.4%	12/31/2019
OPPENHEIMER ASSET MANAGEMENT INC.	0%	0%	$50K	1.14	44K	-2K	-4.35%	12/31/2019
BLAIR WILLIAM & CO/IL	0%	+0%	$25K	1.14	22K	+10K	+83.3%	12/31/2019
Rockefeller Capital Management L.P.	0%		$7K	1.17	6K			12/31/2019
WEDBUSH SECURITIES INC	0.05%		$572K	114.40	5K			12/31/2019
Candriam Luxembourg S.C.A.		+0%	$2.52K	1.15	2.2K	+2.2K	NEW	12/31/2019
Steward Partners Investment Advisory, LLC	0%		$2K	1.00	2K			12/31/2019

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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.