Security key
44045A102
- Security type / class
- Equity / COM
- Total 13F shares
- 2,110,880
- Total 13F value
- $25,368,561
- Share change
- +450,441
- Put/Call ratio
- 63%
- SEC-reported price per share
- $11.37
- Number of holders
- 59
- Value change
- +$5,030,213
- Number of buys
- 32
- Number of sells
- 22
Open additional details 1 more signal available
Report period
Q1 2024
Institutions
59
Top holders
10
HRZN full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
Horizon Technology Finance Corp SEC filings
Horizon Technology Finance Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 44045A102
Recent filing periods:
Ownership snapshot
Top reported holders of HRZN - Horizon Technology Finance Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Legal & General Group Plc
Disclosed value leader
Legal & General Group Plc
Comparable rows
0/15
Latest evidence
31 Dec 2023
13F
3/4/5
Highest disclosed value: $3,273,052
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Legal & General Group Plc has the largest disclosed position value at $3.27M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Legal & General Group Plc's linked filing trail.
Disclosed position value
Top 5
Legal & General Group Plc
$3.27M
Green Alpha Advisors, LLC
$2.62M
Robert D. Pomeroy Jr.
$2M
Advisors Asset Management, Inc.
$1.68M
Freedom Investment Management, Inc.
$1.53M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$3,273,052
248,429 shares
|
— | 31 Dec 2023 |
| Green Alpha Advisors, LLC |
13F
Company
|
—
class O/S missing
|
$2,620,660
198,987 shares
|
— | 31 Dec 2023 |
| Robert D. Pomeroy Jr. |
3/4/5
CEO and Chairman of the Board, Director
|
—
class O/S missing
|
$2,002,365
181,538 shares
|
— | 09 Dec 2022 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$1,684,957
127,939 shares
|
— | 31 Dec 2023 |
| Freedom Investment Management, Inc. |
13F
Company
|
—
class O/S missing
|
$1,530,434
116,206 shares
|
— | 31 Dec 2023 |
| BlackRock Finance, Inc. |
13F
Company
|
—
class O/S missing
|
$1,510,059
114,659 shares
|
— | 31 Dec 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2024
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
59
Shares
2,110,880
Rows available
59
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2024 vs Q1 2024 Across Filers
Q1 2024 holders
59
Q1 2024 holders
59
Holder diff
0
| Investor | Q1 2024 Shares | Q1 2024 Shares | Share Diff | Share Chg % | Q1 2024 value | Q1 2024 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend