Security key
44045A102
- Security type / class
- Equity / COM
- Total 13F shares
- 1,744,330
- Total 13F value
- $20,723,086
- Share change
- +135,426
- Put/Call ratio
- 81%
- SEC-reported price per share
- $11.88
- Number of holders
- 44
- Value change
- +$1,562,377
- Number of buys
- 29
- Number of sells
- 21
Open additional details 1 more signal available
Report period
Q3 2023
Institutions
44
Top holders
10
HRZN full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
Horizon Technology Finance Corp SEC filings
Horizon Technology Finance Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 44045A102
Recent filing periods:
Ownership snapshot
Top reported holders of HRZN - Horizon Technology Finance Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Green Alpha Advisors, LLC
Disclosed value leader
Green Alpha Advisors, LLC
Comparable rows
0/15
Latest evidence
30 Jun 2023
13F
3/4/5
Highest disclosed value: $3,021,407
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Green Alpha Advisors, LLC has the largest disclosed position value at $3.02M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Green Alpha Advisors, LLC's linked filing trail.
Disclosed position value
Top 5
Green Alpha Advisors, LLC
$3.02M
Advisors Asset Management, Inc.
$2.59M
MORGAN STANLEY
$2.48M
Robert D. Pomeroy Jr.
$2M
Freedom Investment Management, Inc.
$1.64M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Green Alpha Advisors, LLC |
13F
Company
|
—
class O/S missing
|
$3,021,407
250,116 shares
|
— | 30 Jun 2023 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,588,841
214,308 shares
|
— | 30 Jun 2023 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$2,475,905
204,959 shares
|
— | 30 Jun 2023 |
| Robert D. Pomeroy Jr. |
3/4/5
CEO and Chairman of the Board, Director
|
—
class O/S missing
|
$2,002,365
181,538 shares
|
— | 09 Dec 2022 |
| Freedom Investment Management, Inc. |
13F
Company
|
—
class O/S missing
|
$1,641,970
135,925 shares
|
— | 30 Jun 2023 |
| BlackRock Finance, Inc. |
13F
Company
|
—
class O/S missing
|
$1,565,713
129,612 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
44
Shares
1,744,330
Rows available
44
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
47
Q3 2023 holders
44
Holder diff
-3
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 value | Q3 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend