Security key
44045A102
- Security type / class
- Equity / COM
- Total 13F shares
- 2,714,996
- Total 13F value
- $31,522,857
- Share change
- +134,858
- Put/Call ratio
- 56%
- SEC-reported price per share
- $11.60
- Number of holders
- 64
- Value change
- +$1,664,368
- Number of buys
- 33
- Number of sells
- 25
Open additional details 1 more signal available
Report period
Q4 2022
Institutions
64
Top holders
10
HRZN full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
Horizon Technology Finance Corp SEC filings
Horizon Technology Finance Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 44045A102
Recent filing periods:
Ownership snapshot
Top reported holders of HRZN - Horizon Technology Finance Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
SHELTON CAPITAL MANAGEMENT
Disclosed value leader
SHELTON CAPITAL MANAGEMENT
Comparable rows
0/15
Latest evidence
09 Dec 2022
13F
3/4/5
Highest disclosed value: $3,901,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
SHELTON CAPITAL MANAGEMENT has the largest disclosed position value at $3.9M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens SHELTON CAPITAL MANAGEMENT's linked filing trail.
Disclosed position value
Top 5
SHELTON CAPITAL MANAGEMENT
$3.9M
Advisors Asset Management, Inc.
$2.71M
TWO SIGMA ADVISERS, LP
$2.37M
Robert D. Pomeroy Jr.
$2M
Freedom Investment Management, Inc.
$1.83M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| SHELTON CAPITAL MANAGEMENT |
13F
Company
|
—
class O/S missing
|
$3,901,000
389,700 shares
|
— | 30 Sep 2022 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,714,000
271,106 shares
|
— | 30 Sep 2022 |
| TWO SIGMA ADVISERS, LP |
13F
Company
|
—
class O/S missing
|
$2,366,000
236,397 shares
|
— | 30 Sep 2022 |
| Robert D. Pomeroy Jr. |
3/4/5
CEO and Chairman of the Board, Director
|
—
class O/S missing
|
$2,002,365
181,538 shares
|
— | 09 Dec 2022 |
| Freedom Investment Management, Inc. |
13F
Company
|
—
class O/S missing
|
$1,829,674
182,785 shares
|
— | 30 Sep 2022 |
| MILLENNIUM MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$1,561,000
155,907 shares
|
— | 30 Sep 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2022
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
64
Shares
2,714,996
Rows available
64
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
55
Q4 2022 holders
64
Holder diff
9
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 value | Q4 2022 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend