Security key
44045A102
- Security type / class
- Equity / COM
- Total 13F shares
- 1,891,431
- Total 13F value
- $30,752,471
- Share change
- +2,774
- Put/Call ratio
- 0%
- SEC-reported price per share
- $16.26
- Number of holders
- 43
- Value change
- +$13,305
- Number of buys
- 26
- Number of sells
- 13
Open additional details 1 more signal available
Report period
Q3 2021
Institutions
43
Top holders
10
HRZN full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
Horizon Technology Finance Corp SEC filings
Horizon Technology Finance Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 44045A102
Recent filing periods:
Ownership snapshot
Top reported holders of HRZN - Horizon Technology Finance Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Ap-Fonden Tredje
Disclosed value leader
Ap-Fonden Tredje
Comparable rows
0/15
Latest evidence
30 Jun 2021
13F
Highest disclosed value: $12,173,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Ap-Fonden Tredje has the largest disclosed position value at $12.17M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Ap-Fonden Tredje's linked filing trail.
Disclosed position value
Top 5
Ap-Fonden Tredje
$12.17M
SHELTON CAPITAL MANAGEMENT
$5.18M
TWO SIGMA ADVISERS, LP
$3.39M
Advisors Asset Management, Inc.
$3.37M
Freedom Investment Management, Inc.
$2.92M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Ap-Fonden Tredje |
13F
Individual
|
—
class O/S missing
|
$12,173,000
130,000 shares
|
— | 30 Jun 2021 |
| SHELTON CAPITAL MANAGEMENT |
13F
Company
|
—
class O/S missing
|
$5,181,000
300,000 shares
|
— | 30 Jun 2021 |
| TWO SIGMA ADVISERS, LP |
13F
Company
|
—
class O/S missing
|
$3,388,000
196,197 shares
|
— | 30 Jun 2021 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$3,367,000
194,941 shares
|
— | 30 Jun 2021 |
| Freedom Investment Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,916,000
168,869 shares
|
— | 30 Jun 2021 |
| TWO SIGMA INVESTMENTS, LP |
13F
Company
|
—
class O/S missing
|
$2,455,000
142,132 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
43
Shares
1,891,431
Rows available
43
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
47
Q3 2021 holders
43
Holder diff
-4
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend