Security key
44045A102
- Security type / class
- Equity / COM
- Total 13F shares
- 1,306,128
- Total 13F value
- $16,038,615
- Share change
- -14,509
- Put/Call ratio
- 30%
- SEC-reported price per share
- $12.28
- Number of holders
- 36
- Value change
- -$120,908
- Number of buys
- 18
- Number of sells
- 17
Open additional details 1 more signal available
Report period
Q3 2020
Institutions
36
Top holders
10
HRZN full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2020
Previous quarter: Q2 2020
Horizon Technology Finance Corp SEC filings
Horizon Technology Finance Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 44045A102
Recent filing periods:
Ownership snapshot
Top reported holders of HRZN - Horizon Technology Finance Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Advisors Asset Management...
Disclosed value leader
Advisors Asset Management...
Comparable rows
0/15
Latest evidence
30 Jun 2020
13F
Highest disclosed value: $2,144,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Advisors Asset Management, Inc. has the largest disclosed position value at $2.14M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Advisors Asset Management, Inc.'s linked filing trail.
Disclosed position value
Top 5
Advisors Asset Management, Inc.
$2.14M
TWO SIGMA ADVISERS, LP
$2.1M
LSV ASSET MANAGEMENT
$1.42M
TWO SIGMA INVESTMENTS, LP
$1.32M
SHELTON CAPITAL MANAGEMENT
$1.01M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,144,000
196,693 shares
|
— | 30 Jun 2020 |
| TWO SIGMA ADVISERS, LP |
13F
Company
|
—
class O/S missing
|
$2,104,000
193,067 shares
|
— | 30 Jun 2020 |
| LSV ASSET MANAGEMENT |
13F
Company
|
—
class O/S missing
|
$1,422,000
130,500 shares
|
— | 30 Jun 2020 |
| TWO SIGMA INVESTMENTS, LP |
13F
Company
|
—
class O/S missing
|
$1,321,000
121,174 shares
|
— | 30 Jun 2020 |
| SHELTON CAPITAL MANAGEMENT |
13F
Company
|
—
class O/S missing
|
$1,014,000
93,000 shares
|
— | 30 Jun 2020 |
| Freedom Investment Management, Inc. |
13F
Company
|
—
class O/S missing
|
$974,000
89,385 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
36
Shares
1,306,128
Rows available
36
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
39
Q3 2020 holders
36
Holder diff
-3
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend