Security key
44045A102
- Security type / class
- Equity / COM
- Total 13F shares
- 1,778,272
- Total 13F value
- $22,989,412
- Share change
- +279,703
- Put/Call ratio
- 208%
- SEC-reported price per share
- $12.93
- Number of holders
- 37
- Value change
- +$3,658,903
- Number of buys
- 22
- Number of sells
- 14
Open additional details 1 more signal available
Report period
Q4 2019
Institutions
37
Top holders
10
HRZN full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
Horizon Technology Finance Corp SEC filings
Horizon Technology Finance Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 44045A102
Recent filing periods:
Ownership snapshot
Top reported holders of HRZN - Horizon Technology Finance Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
UBS Group AG
Disclosed value leader
UBS Group AG
Comparable rows
0/15
Latest evidence
30 Sep 2019
13F
Highest disclosed value: $2,777,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
UBS Group AG has the largest disclosed position value at $2.78M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens UBS Group AG's linked filing trail.
Disclosed position value
Top 5
UBS Group AG
$2.78M
Advisors Asset Management, Inc.
$2.33M
VIRTUS ADVISERS, LLC
$2M
LSV ASSET MANAGEMENT
$1.92M
TWO SIGMA INVESTMENTS, LP
$1.52M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$2,777,000
234,744 shares
|
— | 30 Sep 2019 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,331,000
197,042 shares
|
— | 30 Sep 2019 |
| VIRTUS ADVISERS, LLC |
13F
Company
|
—
class O/S missing
|
$1,999,000
169,013 shares
|
— | 30 Sep 2019 |
| LSV ASSET MANAGEMENT |
13F
Company
|
—
class O/S missing
|
$1,920,000
162,300 shares
|
— | 30 Sep 2019 |
| TWO SIGMA INVESTMENTS, LP |
13F
Company
|
—
class O/S missing
|
$1,523,000
128,771 shares
|
— | 30 Sep 2019 |
| TWO SIGMA ADVISERS, LP |
13F
Company
|
—
class O/S missing
|
$1,431,000
120,967 shares
|
— | 30 Sep 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
37
Shares
1,778,272
Rows available
37
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
39
Q4 2019 holders
37
Holder diff
-2
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 value | Q4 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend