Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 907,184
- Share change
- -154,899
- Total reported value
- $5,179,710
- Price per share
- $5.71
- Number of holders
- 16
- Value change
- -$942,681
- Number of buys
- 7
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
2.3%
|
456,243
|
$2,861,000 | — | 30 Jun 2021 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.79%
|
153,185
|
$956,000 | — | 30 Jun 2021 | |
| Matisse Capital |
13F
|
Company |
0.52%
|
102,275
|
$641,000 | — | 30 Jun 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.51%
|
100,225
|
$628,000 | — | 30 Jun 2021 | |
| CSS LLC/IL |
13F
|
Company |
0.37%
|
71,981
|
$451,000 | — | 30 Jun 2021 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.35%
|
69,082
|
$433,000 | — | 30 Jun 2021 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.19%
|
37,800
|
$237,000 | — | 30 Jun 2021 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
0.13%
|
24,857
|
$156,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.07%
|
12,717
|
$80,000 | — | 30 Jun 2021 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
11,176
|
$70,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.05%
|
9,844
|
$62,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
6,150
|
$39,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
3,765
|
$24,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
1,783
|
$11,000 | — | 30 Jun 2021 | |
| RBC Europe Ltd |
13F
|
Company |
0.01%
|
1,000
|
$6,270 | — | 30 Jun 2021 | |
| CWM, LLC |
13F
|
Company |
0%
|
600
|
$4,000 | — | 30 Jun 2021 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q3 2021
As of 30 Sep 2021,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
16 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
907,184 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, CSS LLC/IL, Clough Capital Partners L P, Shaker Financial Services, LLC, TWIN FOCUS CAPITAL PARTNERS, LLC, LINCOLN NATIONAL CORP, WOLVERINE ASSET MANAGEMENT LLC, Cambridge Investment Research Advisors, Inc., and WELLS FARGO & COMPANY/MN.
This page lists
16
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
16
Q3 2021 holders
16
Holder diff
0
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.