Herzfeld Credit Income Fund, Inc - Common Stock (HERZ)
CUSIP: 42804T106
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 19,481,394
- Total 13F shares
- 387,940
- Share change
- -25,119
- Total reported value
- $3,171,000
- Price per share
- $8.16
- Number of holders
- 10
- Value change
- -$205,638
- Number of buys
- 3
- Number of sells
- 4
Quarterly Holders Quick Answers
What is CUSIP 42804T106?
CUSIP 42804T106 identifies HERZ - Herzfeld Credit Income Fund, Inc - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42804T106:
Top shareholders of HERZ - Herzfeld Credit Income Fund, Inc - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
1.4%
|
278,009
|
$2,238,000 | — | 31 Dec 2013 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.51%
|
100,000
|
$807,000 | — | 31 Dec 2013 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
9,944
|
$80,000 | — | 31 Dec 2013 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.04%
|
8,000
|
$64,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0.03%
|
6,528
|
$53,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
6,195
|
$50,000 | — | 31 Dec 2013 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
4,584
|
$36,000 | — | 31 Dec 2013 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,000
|
$16,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
1,500
|
$12,000 | — | 31 Dec 2013 | |
| Kistler-Tiffany Companies, LLC |
13F
|
Company |
0%
|
675
|
$5,000 | — | 31 Dec 2013 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
208
|
$2,000 | — | 31 Dec 2013 |
Institutional Holders of Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) as of Q1 2014
As of 31 Mar 2014,
Herzfeld Credit Income Fund, Inc - Common Stock (HERZ) was held by
10 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
387,940 shares.
The largest 10 holders included
Thomas J. Herzfeld Advisors, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, FIRST MANHATTAN CO, BANK OF AMERICA CORP /DE/, UBS AG, MORGAN STANLEY, Blume Capital Management, Inc., Kistler-Tiffany Companies, LLC, and LADENBURG THALMANN FINANCIAL SERVICES INC.
This page lists
10
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
10
Q1 2014 holders
10
Holder diff
0
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.