HERCULES CAPITAL INC - DBCV 4.375% 2/0

Q4 2021 13F Holders as of 31 Dec 2021

Type / Class
Debt / DBCV 4.375% 2/0
Market price (% of par)
103.1%
Total 13F principal
$160,479,037
Principal change
-$41,323,034
Total reported market value
$166,116,878
Number of holders
31
Value change
-$43,130,071
Number of buys
7
Number of sells
12

Institutional Holders of HERCULES CAPITAL INC - DBCV 4.375% 2/0 as of Q4 2021

As of 31 Dec 2021, HERCULES CAPITAL INC - DBCV 4.375% 2/0 was held by 31 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $160,479,037 in principal (par value) of the bond. The largest 10 bondholders included D. E. Shaw & Co., Inc., CITADEL ADVISORS LLC, CQS (US), LLC, INCOME RESEARCH & MANAGEMENT, Warberg Asset Management LLC, BANK OF NOVA SCOTIA, Skaana Management L.P., CONNING INC., DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main, and PALISADE CAPITAL MANAGEMENT LLC/NJ. This page lists 31 institutional bondholders reporting positions for the Q4 2021 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.