HERCULES CAPITAL INC - DBCV 4.375% 2/0

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class
Debt / DBCV 4.375% 2/0
Market price (% of par)
102.19%
Total 13F principal
$206,620,908
Principal change
+$1,915,885
Total reported market value
$211,684,877
Number of holders
32
Value change
+$1,974,036
Number of buys
11
Number of sells
10

Institutional Holders of HERCULES CAPITAL INC - DBCV 4.375% 2/0 as of Q4 2019

As of 31 Dec 2019, HERCULES CAPITAL INC - DBCV 4.375% 2/0 was held by 32 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $206,620,908 in principal (par value) of the bond. The largest 10 bondholders included STEELHEAD PARTNERS LLC, UBS ASSET MANAGEMENT AMERICAS INC, JPMORGAN CHASE & CO, CNH PARTNERS LLC, OAKTREE CAPITAL MANAGEMENT LP, Radcliffe Capital Management, L.P., INCOME RESEARCH & MANAGEMENT, RAYMOND JAMES & ASSOCIATES, PALISADE CAPITAL MANAGEMENT LLC/NJ, and DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main. This page lists 32 institutional bondholders reporting positions for the Q4 2019 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.